Filing Details

Accession Number:
0000054480-16-000266
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-05 17:09:56
Reporting Period:
2016-08-04
Filing Date:
2016-08-05
Accepted Time:
2016-08-05 17:09:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
54480 Kansas City Southern KSU Railroads, Line-Haul Operating (4011) 440663509
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1362958 J Patrick Ottensmeyer Kansas City Southern
Po Box 219335
Kansas City MO 64121-9335
President & Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-08-03 1,450 $0.00 90,228 No 5 G Direct
Common Stock Disposition 2016-08-04 5,000 $95.62 85,228 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 246 Indirect By 401(k) & P/S Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right to Buy) $35.41 2013-03-01 2020-02-29 6,850 6,850 Direct
Common Stock Employee Stock Option (Right to Buy) $52.62 2021-02-22 6,950 6,950 Direct
Common Stock Employee Stock Option (Right to Buy) $66.99 2022-02-21 4,690 4,690 Direct
Common Stock Employee Stock Option (Right to Buy) $97.77 2023-02-20 3,666 3,666 Direct
Common Stock Employee Stock Option (Right to Buy) $94.23 2024-02-19 3,876 3,876 Direct
Common Stock Employee Stock Option (Right to Buy) $119.35 2025-02-17 5,652 5,652 Direct
Common Stock Employee Stock Option (Right to Buy) $82.71 2026-02-18 13,120 13,120 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-02-29 6,850 6,850 Direct
2021-02-22 6,950 6,950 Direct
2022-02-21 4,690 4,690 Direct
2023-02-20 3,666 3,666 Direct
2024-02-19 3,876 3,876 Direct
2025-02-17 5,652 5,652 Direct
2026-02-18 13,120 13,120 Direct
Footnotes
  1. Prior to March 1, 2013, this option may become exercisable in 1/3 increments if the daily closing price of Kansas City Southern's common stock on the New York Stock Exchange is greater than or equal to $38.95, $42.85, and $47.14, respectively, for at least 30 consecutive trading days. The first target was met and 4,567 of these options became exercisable on November 19, 2010. The second target was met and 4,567 of these options became exercisable on December 8, 2010. The third target was met and 4,566 of these options became exercisable on January 7, 2011.
  2. These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.