Filing Details

Accession Number:
0001209191-16-135700
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-05 16:12:00
Reporting Period:
2016-08-03
Filing Date:
2016-08-05
Accepted Time:
2016-08-05 16:12:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1571949 Intercontinental Exchange Inc. ICE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1397778 A Scott Hill 5660 New Northside Drive
Atlanta GA 30328
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-03 500 $112.15 38,809 No 4 M Direct
Common Stock Acquisiton 2016-08-03 1,113 $112.48 39,922 No 4 M Direct
Common Stock Acquisiton 2016-08-03 1,250 $138.80 41,172 No 4 M Direct
Common Stock Acquisiton 2016-08-03 5,427 $189.43 46,599 No 4 M Direct
Common Stock Disposition 2016-08-03 9,117 $280.00 37,482 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Holding Disposition 2016-08-03 1,250 $0.00 1,250 $138.80
Common Stock Employee Stock Option (right to buy) Holding Disposition 2016-08-03 5,427 $0.00 5,427 $189.43
Common Stock Empoyee Stock Option (right to buy) Holding Disposition 2016-08-03 1,113 $0.00 1,113 $112.48
Common Stock Employee Stock Option (right to buy) Holding Disposition 2016-08-03 500 $0.00 500 $112.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-05-14 No 4 M Direct
0 2017-12-28 No 4 M Direct
7,005 2021-01-11 No 4 M Direct
10,550 2022-01-17 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
  2. The common stock number referred in Table I is an aggregate number and represents 23,362 shares of common stock and 14,120 unvested performance based restricted stock units, for which the performance period has been satisfied. These performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year. The satisfaction of the performance target for the 2016 performance based restricted stock units and the one-time NYSE merger-related performance based restricted stock units, and the corresponding number of shares of common stock to be issued pursuant to these awards, will not be determined until February 2017 and will be reported at the time of vesting.
  3. These options are fully vested.