Filing Details
- Accession Number:
- 0000899243-16-026377
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-05 11:32:16
- Reporting Period:
- 2016-08-03
- Filing Date:
- 2016-08-05
- Accepted Time:
- 2016-08-05 11:32:16
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1596946 | Quotient Ltd | QTNT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1056630 | Zubeen Shroff | C/O Galen Partners, 680 Washington Blvd. Stamford CT 06901 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2016-08-03 | 180,000 | $5.50 | 6,489,618 | No | 4 | P | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See footnote |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Ordinary Share Option (Right to Buy) | $11.62 | 2025-10-31 | 7,505 | 7,505 | Direct | |
| Ordinary Shares | Ordinary Share Option (Right to Buy) | $8.00 | 2024-04-29 | 5,000 | 5,000 | Direct | |
| Ordinary Shares | Ordinary Share Option (Right to Buy) | $9.95 | 2024-10-31 | 5,025 | 5,025 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-10-31 | 7,505 | 7,505 | Direct |
| 2024-04-29 | 5,000 | 5,000 | Direct |
| 2024-10-31 | 5,025 | 5,025 | Direct |
Footnotes
- Galen Partners V LP acquired 165,839 ordinary shares and Galen Partners International V LP acquired 14,161 shares.
- Includes 5,840,200 ordinary shares held of record by Galen Partners V LP, 498,714 ordinary shares held of record by Galen Partners International V LP and 150,704 ordinary shares held of record by Galen Management, LLC (collectively, "Galen Partners"). John Wilkerson, David W. Jahns and Zubeen Shroff exercise voting, investment and dispositive rights over the securities held of record by Galen Partners. The Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of his pecuniary interest therein.
- The options vest and become exercisable in three equal annual installments beginning October 31, 2016.
- 2,333 options have vested and remain exercisable, 1,167 options will vest on April 29, 2017.
- 1,675 options vested on October 31, 2015 and remain exercisable, 1,675 options will vest on October 31, 2016, 1,675 options will vest on October 31, 2017.
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