Filing Details

Accession Number:
0001144204-16-116436
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-04 08:48:19
Reporting Period:
2016-07-14
Filing Date:
2016-08-04
Accepted Time:
2016-08-04 08:48:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1606163 Limbach Holdings Inc. LMBH Blank Checks (6770) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1612411 1347 Investors Llc 150 Pierce Road
6Th Floor
Itasca IL 60143
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-07-14 233,401 $10.00 2,799,715 No 4 P Direct
Common Stock Acquisiton 2016-07-15 55,000 $10.00 2,854,715 No 4 P Direct
Common Stock Disposition 2016-07-20 31,000 $0.00 2,823,715 No 4 J Direct
Common Stock Acquisiton 2016-07-20 19,800 $0.00 2,843,515 No 4 J Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 J Direct
No 4 J Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Public Warrants Acquisiton 2016-07-18 340,000 $0.25 170,000 $11.50
Common Stock Class A Preferred Stock Acquisiton 2016-07-20 400,000 $25.00 800,000 $12.50
Common Stock Public Warrants Acquisiton 2016-07-27 57,000 $0.50 28,500 $11.50
Common Stock $15 Exercise Price Sponsor Warrants Disposition 2016-08-03 100,000 $0.00 100,000 $15.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
340,000 2016-08-19 2021-07-20 No 4 P Direct
400,000 2016-07-20 No 4 P Direct
397,000 2016-08-19 2021-07-20 No 4 P Direct
500,000 2016-08-19 2023-07-20 No 4 J Direct
Footnotes
  1. Transfer made in consideration of the transferees' agreements to purchase shares of common stock of the Issuer in the open market in connection with the Issuer's consummation of its business combination.
  2. Pursuant to the automatic conversion of 198,000 Private Rights in connection with the Issuer's consummation of its business combination.
  3. Each Public Warrant is exercisable to purchase one-half of one share of common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities--Warrants included as part of units" in the Issuer's registration statement on Form S-1 (File No. 333-195695).
  4. Each share of Class A Preferred Stock may be converted (at the holder's election) into 2.00 shares of common stock (as may be adjusted for any stock splits, reverse stock splits or similar transactions), representing a conversion price of $12.50 per share of common stock; provided, that such conversion is in compliance with the Issuer's listing requirements with NASDAQ, if its shares are listed at such time.
  5. Transfer made in consideration of the transferees' agreements to loan certain funds to the Reporting Person.
  6. Class A Preferred Stock does not have an expiration date.