Filing Details
- Accession Number:
- 0001607953-16-000016
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-08-03 16:33:42
- Reporting Period:
- 2016-08-01
- Filing Date:
- 2016-08-03
- Accepted Time:
- 2016-08-03 16:33:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1101302 | Entegris Inc | ENTG | Plastics Products, Nec (3089) | 411941551 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1607953 | Corey Rucci | 1613 Riviera Lane Southlake TX 76092 | V.p. Business Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-08-01 | 2,768 | $9.27 | 28,468 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-01 | 1,920 | $16.97 | 26,548 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2016-08-01 | 3,950 | $9.88 | 30,498 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-01 | 2,836 | $16.97 | 27,662 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2016-08-01 | 9,746 | $11.71 | 37,408 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-01 | 7,706 | $16.97 | 29,702 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2016-08-01 | 3,599 | $13.49 | 33,301 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-08-01 | 3,101 | $16.97 | 30,200 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2016-08-01 | 2,846 | $17.00 | 27,354 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-08-02 | 4,500 | $16.84 | 22,854 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-08-01 | 2,768 | $0.00 | 2,768 | $9.27 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-08-01 | 3,950 | $0.00 | 3,950 | $9.88 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-08-01 | 9,746 | $0.00 | 9,746 | $11.71 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2016-08-01 | 3,599 | $0.00 | 3,599 | $13.49 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-19 | No | 4 | M | Direct | |
| 3,950 | 2020-02-19 | No | 4 | M | Direct | |
| 9,746 | 2021-02-19 | No | 4 | M | Direct | |
| 10,797 | 2022-02-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 50,000 | Indirect | By IRA |
Footnotes
- Includes 1,076.558 shares acquired under the Entegris, Inc. Employee Stock Purchase Plan on June 30, 2016.
- The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries & Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $16.93 to $17.07, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries & Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $16.75 to $16.92, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- This option is fully vested.
- This option was granted pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee.
- This option vests in four equal annual installments. The first three installments became exercisable on February 19, 2014, February 19, 2015 and February 19, 2016, respectively. The last installment becomes exercisable on February 19, 2017.
- This option vests in four equal annual installments. The first two installments became exercisable on February 19, 2015 and February 19, 2016, respectively. The remaining installments become exercisable on February 19, 2017 and February 19, 2018, respectively.
- This option vests in four equal annual installments. The first installment became exercisable on February 19, 2016. The remaining installments become exercisable on February 19, 2017, February 19, 2018 and February 19, 2019, respectively.
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