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Filing Details

Accession Number:: 0001209191-16-135211
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-08-03 16:26:27
Reporting Period:: 2016-08-01

Filing Date:: 2016-08-03
Accepted Time:: 2016-08-03 16:26:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
110621	Rpm International Inc	RPM	Paints, Varnishes, Lacquers, Enamels & Allied Prods (2851)	020642224

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1414203	W. Edward Moore	2628 Pearl Road P.o. Box 777 Medina OH 44258	Svp, Gc & Cco	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value	Disposition	2016-08-01	19,679	$53.95	88,097	No	4	S	Direct
Common Stock, $0.01 Par Value	Acquisiton	2016-08-01	5,000	$25.87	93,097	No	4	M	Direct
Common Stock, $0.01 Par Value	Acquisiton	2016-08-01	7,500	$33.80	100,597	No	4	M	Direct
Common Stock, $0.01 Par Value	Disposition	2016-08-01	7,095	$53.97	93,502	No	4	D	Direct
Common Stock, $0.01 Par Value	Disposition	2016-08-01	2,537	$53.97	90,965	No	4	F	Direct
Common Stock, $0.01 Par Value	Disposition	2016-08-02	2,868	$53.58	88,097	No	4	S	Direct
Common Stock, $0.01 Par Value	Disposition	2016-08-03	9,505	$53.66	0	No	4	I	Indirect	By 401(k) Plan

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	S	Direct
No	4	I	Indirect	By 401(k) Plan

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Rights	Disposition	2016-08-01	5,000	$0.00	5,000	$25.87
Common Stock	Stock Appreciation Rights	Disposition	2016-08-01	7,500	$0.00	7,500	$33.80

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
105,000	2016-07-16	2022-07-16	No	4	M	Direct
97,500	2016-07-18	2023-07-18	No	4	M	Direct

Footnotes

Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $53.7 - $54.2. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $53.505 - $53.65. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
Includes an aggregate of 9,638 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 5,459 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, 57,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans, and 16,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
Shares sold under the RPM International Inc. 401(k) Trust and Plan, as amended, in a transaction exempt from Section 16(b) pursuant to Rule 16(b)-3(f).
Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2013 and 2016 and expire 10 years from the date of grant.