Filing Details

Accession Number:
0000911916-16-000634
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-03 15:19:52
Reporting Period:
2016-08-01
Filing Date:
2016-08-03
Accepted Time:
2016-08-03 15:19:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1136869 Zimmer Biomet Holdings Inc. ZBH Orthopedic, Prosthetic & Surgical Appliances & Supplies (3842) 134151777
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1635757 Jr. A. David Nolan C/O Zimmer, Inc.
P. O. Box 708
Warsaw IN 46580
Group President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-08-01 14,292 $73.15 29,091 No 4 M Direct
Common Stock Disposition 2016-08-01 14,292 $130.73 14,799 No 4 S Direct
Common Stock Acquisiton 2016-08-01 4,138 $94.34 18,937 No 4 M Direct
Common Stock Disposition 2016-08-01 4,138 $130.77 14,799 No 4 S Direct
Common Stock Disposition 2016-08-01 6,825 $130.85 7,974 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2016-08-01 14,292 $0.00 14,292 $73.15
Common Stock Employee Stock Option (right to buy) Disposition 2016-08-01 4,138 $0.00 4,138 $94.34
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,763 2023-03-18 No 4 M Direct
4,137 2024-03-17 No 4 M Direct
Footnotes
  1. Includes 59 shares acquired under the Zimmer Biomet Holdings, Inc. (the "Company") Employee Stock Purchase Plan between May 2, 2016 and June 30, 2016, 37 shares purchased between April 29, 2016 and July 29, 2016 under the dividend reinvestment plan for the Company's common stock, and 20 shares acquired between February 29, 2016 and June 30, 2016 through dividend reinvestment in Mr. Nolan's IRA.
  2. Represents the sale of 14,292 shares in multiple transactions, ranging in price from $130.58 to $130.94 per share, resulting in a weighted average sale price of $130.7279. The reporting person will provide, upon request bythe SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
  3. Represents the sale of 4,138 shares in multiple transactions, ranging in price from $130.68 to $130.90 per share, resulting in a weighted average sale price of $130.7731. The reporting person will provide, upon request bythe SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
  4. Represents the sale of 6,825 shares in multiple transactions, ranging in price from $130.775 to $130.895 per share, resulting in a weighted average sale price of $130.8468. The reporting person will provide, upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price within the range.
  5. 4,764 of the options vested on each of March 18, 2014, 2015 and 2016; the remaining 4,763 of the options are scheduled to vest on March 18, 2017.
  6. 2,069 of the options vested on each of March 17, 2015 and 2016; 2,069 of the options are scheduled to vest on March 17, 2017; and the remaining 2,068 of the options are scheduled to vest on March 17, 2018.