Filing Details

Accession Number:
0001533932-16-000448
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-02 16:38:00
Reporting Period:
2016-07-29
Filing Date:
2016-08-02
Accepted Time:
2016-08-02 16:38:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1533932 Vantiv Inc. VNTV Services-Business Services, Nec (7389) 264532998
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1615364 A Christopher Thompson Vantiv, Inc.
8500 Governors Hill Drive
Cincinnati OH 45249
Svp, Controller And Cao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-07-29 3,667 $0.00 12,488 No 4 M Direct
Class A Common Stock Disposition 2016-07-29 1,479 $54.77 11,009 No 4 F Direct
Class A Common Stock Disposition 2016-08-01 1,888 $53.81 9,121 No 4 S Direct
Class A Common Stock Disposition 2016-08-01 300 $54.42 8,821 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units Mid-Year 2014 Disposition 2016-07-29 3,667 $0.00 3,667 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,668 No 4 M Direct
Footnotes
  1. Restricted stock units convert into Class A Common Stock on a one-for-one basis.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2016.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.36 to $54.22, inclusive. The reporting person undertakes to provide to Vantiv, Inc., any security holder of Vantiv, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.37 to $54.45, inclusive. The reporting person undertakes to provide to Vantiv, Inc., any security holder of Vantiv, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
  5. Each restricted stock unit represents a contingent right to receive one share of Vantiv, Inc. Class A Common Stock.
  6. Half of the restricted stock units vested on July 29, 2016, with the balance vesting in two equal annual installments beginning July 29, 2017.