Filing Details

Accession Number:
0001642689-16-000010
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-02 16:33:40
Reporting Period:
2016-07-29
Filing Date:
2016-08-02
Accepted Time:
2016-08-02 16:33:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
106640 Whirlpool Corp WHR Household Appliances (3630) 381490038
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1642689 W James Peters C/O Whirlpool Corporation
2000 M-63N
Benton Harbor MI 49022
Exec Vice President And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-07-29 649 $111.33 13,308 No 4 M Direct
Common Stock Disposition 2016-07-29 649 $193.49 12,659 No 4 S Direct
Common Stock Disposition 2016-07-29 2,280 $193.31 10,379 No 4 S Direct
Common Stock Disposition 2016-07-29 420 $0.00 9,959 No 5 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 5 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Employee Stock Option (Right to buy) Disposition 2016-07-29 649 $0.00 649 $111.33
Common Restricted Stock Units Acquisiton 2016-08-01 10,000 $0.00 10,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-02-18 2023-02-18 No 4 M Direct
10,000 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,055 Indirect 401(k) Stock Fund
Footnotes
  1. The price reported in Column 4 is a weighted average price. These sharse were sold in multiple transactions at prices ranging from $193.24 to $193.385, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These sharse were sold in multiple transactions at prices ranging from $193.47 to $193.4965, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. Each restricted stock unit represents the right to receive one share of Whirlpool common stock. Restricted stock units will vest and convert one-for-one to shares: 50% on August 1, 2019 and 50% on August 1, 2021.