Filing Details

Accession Number:
0001209191-16-134919
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-02 16:32:44
Reporting Period:
2016-07-29
Filing Date:
2016-08-02
Accepted Time:
2016-08-02 16:32:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1037649 Interleukin Genetics Inc ILIU In Vitro & In Vivo Diagnostic Substances (2835) 943123681
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1544328 New Enterprise Associates 14, L.p. 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
1551055 Growth Equity Opportunities Fund Iii, Llc 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
1551531 Nea Partners 14, L.p. 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
1551532 Nea 14 Gp, Ltd 1954 Greenspring Drive
Suite 600
Timonium MD 21093
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-07-29 20,120,724 $0.10 55,418,811 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Warrant (right to buy) Acquisiton 2016-07-29 20,120,724 $0.00 20,120,724 $0.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,120,724 2016-07-29 2023-07-29 No 4 P Direct
Footnotes
  1. The securities are directly held by Growth Equity Opportunities Fund III, LLC ("GEO") and are indirectly held by New Enterprise Associates 14, L.P. ("NEA 14"), which is the sole member of GEO; NEA Partners 14, L.P. ("NEA Partners 14"), which is the sole general partner of NEA 14; NEA 14 GP, LTD ("NEA 14 GP"), which is the sole general partner of NEA Partners 14; and the individual directors of NEA 14 GP (NEA 14, NEA Partners 14, NEA 14 GP and the individual directors of NEA 14 GP (collectively, the "Directors") together, the "Indirect Reporting Persons"). The Directors of NEA 14 GP are M. James Barrett, Peter J. Barris, Forest Baskett, Anthony A. Florence, Jr., Patrick J. Kerins, Krishna "Kittu" Kolluri, David M. Mott, Scott D. Sandell, Peter W. Sonsini, Ravi Viswanathan and Harry R. Weller.
  2. The Indirect Reporting Persons disclaim beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the GEO shares in which the Indirect Reporting Persons have no pecuniary interest.