Filing Details

Accession Number:
0001325607-16-000005
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-02 16:17:14
Reporting Period:
2016-07-29
Filing Date:
2016-08-02
Accepted Time:
2016-08-02 16:17:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1501364 United Financial Bancorp Inc. UBNK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1325607 E Kevin Ross United Financial Bancorp, Inc.
45 Glastonbury Blvd.
Glastonbury CT 06033
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-07-29 6,238 $9.17 41,237 No 4 M Direct
Common Stock Disposition 2016-07-29 6,238 $13.21 34,999 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Disposition 2016-07-29 6,238 $9.17 6,238 $9.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
21,018 2007-08-17 2016-08-17 No 4 X Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options $8.66 2009-06-19 2018-06-19 27,617 27,617 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-06-19 27,617 27,617 Direct
Footnotes
  1. Includes 1,820 shares of Restricted Stock granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan which vested on the first annual anniversary of the June 20, 2014 grant date.
  2. Includes 2,209 shares of Restricted Stock granted pursuant to the United Financial Bancorp, Inc. 2015 Omnibus Stock Incentive Plan and shall vest on the first annual anniversary of the November 18, 2015 grant date.
  3. Pursuant to the Agreement and Plan of Merger, dated November 14, 2013, each share of United Financial Bancorp, Inc. was exchanged for 1.3472 shares of Rockville Financial, Inc. At legal close, Rockville Financial, Inc. changed its name to United Financial Bancorp, Inc. in connection with the merger of United Financial Bancorp, Inc. into Rockville Financial, Inc.
  4. Includes shares of restricted stock that are 100% vested as of April 30, 2014.
  5. Options to purchase shares of common stock are 100% vested
  6. Options to purchase shares of common stock are 100% vested and also includes an equal number of stock appreciation rights.