Filing Details

Accession Number:
0001225385-16-000070
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-08-01 16:20:51
Reporting Period:
2016-07-28
Filing Date:
2016-08-01
Accepted Time:
2016-08-01 16:20:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
826675 Dynex Capital Inc DX Real Estate Investment Trusts (6798) 521549373
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1026505 B Thomas Akin C/o Dynex Capital, Inc.
4991 Lake Brook Drive, Suite 100
Glen Allen VA 23060
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-07-28 40,133 $6.94 461,482 No 4 S Indirect By Talkot Fund
Common Stock Disposition 2016-07-29 30,370 $7.03 431,112 No 4 S Indirect By Talkot Fund
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Talkot Fund
No 4 S Indirect By Talkot Fund
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,308,472 Direct
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2016.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.80 to $6.98, inclusive. The reporting person undertakes to provide to Dynex Capital, Inc. ("Dynex"), any security holder of Dynex, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.98 to $7.07, inclusive. The reporting person undertakes to provide to Dynex, any security holder of Dynex, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.