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Filing Details

Accession Number:: 0001225208-16-037166
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-07-29 17:28:54
Reporting Period:: 2016-07-27

Filing Date:: 2016-07-29
Accepted Time:: 2016-07-29 17:28:54
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
39368	Fuller H B Co	FUL	Adhesives & Sealants (2891)	410268370

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1443909	James Owens	1200 Willow Lake Boulevard P.o. Box 64683 St. Paul MN 55164-0683	President And Ceo	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2016-07-27	13,691	$14.15	151,293	No	4	M	Direct
Common Stock	Disposition	2016-07-27	13,691	$46.29	137,602	No	4	S	Direct
Common Stock	Acquisiton	2016-07-28	13,309	$14.15	150,911	No	4	M	Direct
Common Stock	Disposition	2016-07-28	13,309	$46.46	137,602	No	4	S	Direct
Common Stock	Acquisiton	2016-07-29	20,663	$14.15	158,265	No	4	M	Direct
Common Stock	Acquisiton	2016-07-29	7,385	$19.03	165,650	No	4	M	Direct
Common Stock	Disposition	2016-07-29	28,048	$46.49	137,602	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right-to-Buy)	Disposition	2016-07-27	13,691	$14.15	13,691	$14.15
Common Stock	Employee Stock Option (Right-to-Buy)	Disposition	2016-07-28	13,309	$14.15	13,309	$14.15
Common Stock	Employee Stock Option (Right-to-Buy)	Disposition	2016-07-29	7,385	$19.03	7,385	$19.03
Common Stock	Employee Stock Option (Right-to-Buy)	Disposition	2016-07-29	20,663	$14.15	20,663	$14.15

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
33,972	2018-12-04	No	4	M	Direct
20,663	2018-12-04	No	4	M	Direct
0	2018-10-02	No	4	M	Direct
0	2018-12-04	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	340	Indirect	By 401(k) Plan
Common Stock	280	Indirect	By Son

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right-to-Buy)	$33.38	2026-01-19	182,039	182,039	Direct
Common Stock	Employee Stock Option (Right-to-Buy)	$22.27	2021-01-20	48,331	48,331	Direct
Common Stock	Employee Stock Option (Right-to-Buy)	$41.00	2025-01-22	112,727	112,727	Direct
Common Stock	Employee Stock Option (Right-to-Buy)	$48.92	2024-01-23	79,061	79,061	Direct
Common Stock	Employee Stock Option (Right-to-Buy)	$39.64	2023-01-24	80,697	80,697	Direct
Common Stock	Employee Stock Option (Right-to-Buy)	$28.40	2022-01-26	77,881	77,881	Direct
Common Stock	Employee Stock Option (Right-to-Buy)	$25.19	2021-07-07	15,748	15,748	Direct
Common Stock	Employee Stock Option (Right-to-Buy)	$20.57	2019-12-03	33,275	33,275	Direct
Common Stock	Restricted Stock Units	$0.00		20,896	20,896	Direct
Common Stock	Restricted Stock Units	$0.00	2019-01-19	21,028	21,028	Direct
Common Stock	Restricted Stock Units	$0.00	2018-01-22	19,663	19,663	Direct
Common Stock	Restricted Stock Units	$0.00	2017-01-23	8,148	8,148	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2026-01-19	182,039	182,039	Direct
2021-01-20	48,331	48,331	Direct
2025-01-22	112,727	112,727	Direct
2024-01-23	79,061	79,061	Direct
2023-01-24	80,697	80,697	Direct
2022-01-26	77,881	77,881	Direct
2021-07-07	15,748	15,748	Direct
2019-12-03	33,275	33,275	Direct
	20,896	20,896	Direct
2019-01-19	21,028	21,028	Direct
2018-01-22	19,663	19,663	Direct
2017-01-23	8,148	8,148	Direct

Footnotes

The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $46.27 to $46.34. The reporting person will provide to the issuer, a security holder of theissuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $46.27 to $46.6575. The reporting person will provide to the issuer, a security holder of theissuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
The price reported is the weighted average sale price for the transaction reported. The prices received ranged from $46.42 to $46.67. The reporting person will provide to the issuer, a security holder of theissuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range.
Amended and Restated Year 2000 Stock Incentive Plan: 189,261 restricted shares were awarded. Amount includes (i) 26,625 restricted shares that are 100% vested; (ii) 6,502 restricted shares that vested in three equal installments beginning on July 7, 2012; and (iii) subject to one or more performance measures being achieved, (a) 19,961 restricted shares that vested in three equal installments beginning on January 20, 2012; (b) 31,472 restricted shares that vested in three equal installments beginning on January 26, 2013; (c) 30,794 restricted shares that vested in three equal annual installments beginning on January 24, 2014; and (d) 73,907 restricted shares (50% of these shares vested on January 24, 2016 and 50% will vest on January 24, 2017). Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated Year 2000 Stock Incentive Plan.
401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
Amended and Restated Year 2000 Stock Incentive Plan: This option is 100% vested.
H.B. Fuller Company 2013 Master Incentive Plan: This option vests in three equal installments beginning on January 19, 2017. This option makes up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 22, 2016.
Amended and Restated Year 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 23, 2015.
H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three annual installments beginning on January 19, 2017 upon H.B. Fuller achieving return on invested capital at least at the threshold level of performance in each year of the three years of vesting. These restricted stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
These restricted stock units expire on January 19, 2019.
H.B. Fuller Company 2013 Master Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of H.B. Fuller Company's Amended and Restated Year 2000 Stock Incentive Plan.
H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 19, 2017, subject to one or more performance measures being achieved. These restricted stock units make up part of the reporting person's fiscal year 2016 long-term incentive plan grant.
H.B. Fuller Company 2013 Master Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of the H.B. Fuller Company 2013 Master Incentive Plan.
H.B. Fuller Company 2013 Master Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 23, 2015, subject to one or more performance measures being achieved.