Filing Details

Accession Number:
0000899243-16-025931
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-29 15:44:47
Reporting Period:
2016-07-27
Filing Date:
2016-07-29
Accepted Time:
2016-07-29 15:44:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1455684 Tpi Composites Inc TPIC () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1357869 P L Ii Investors Angeleno 2029 Century Park East, Suite 2980
Los Angeles CA 90067
No No Yes No
1402671 Angeleno Group, Llc 2029 Century Park East, Suite 2980
Los Angeles CA 90067
No No Yes No
1402674 Angeleno Group Management Ii, Llc 2029 Century Park East, Suite 2980
Los Angeles CA 90067
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-07-27 4,855,470 $0.00 4,855,470 No 4 C Direct
Common Stock Acquisiton 2016-07-27 272,727 $0.00 5,128,197 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Convertible Preferred Stock Disposition 2016-07-27 1,193 $0.00 1,501,455 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2016-07-27 181 $0.00 231,846 $0.00
Common Stock Series B-1 Convertible Preferred Stock Disposition 2016-07-27 194 $0.00 351,460 $0.00
Common Stock Series C Convertible Preferred Stock Disposition 2016-07-27 1,227 $0.00 1,449,049 $0.00
Common Stock Senior Redeemable Preferred Stock Disposition 2016-07-27 170 $0.00 809,123 $0.00
Common Stock Super Senior Redeemable Preferred Stock Disposition 2016-07-27 85 $0.00 404,562 $0.00
Common Stock Subordinated Convertible Promissory Note Disposition 2016-07-27 107,975 $11.00 107,975 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
0 No 4 C Direct
Footnotes
  1. This transaction represents the total number of shares of Common Stock of the Issuer (the "Issuer Common Stock") received upon the conversion of the Issuer's Series A Convertible Preferred Stock (the "Series A Shares"), Series B Convertible Preferred Stock (the "Series B Shares"), Series B-1 Convertible Preferred Stock (the "Series B-1 Shares"), Series C Convertible Preferred Stock (the "Series C Shares"), Senior Redeemable Preferred Stock (the "Senior Shares") and Super Senior Redeemable Preferred Stock (the "Super Senior Shares"). The Series A Shares, Series B Shares, Series B-1 Shares, Series C Shares, Senior Shares and Super Senior Shares are collectively referred to herein as the "Preferred Shares".
  2. These shares are held directly by Angeleno Investors II, L.P. Angeleno Group Management II, LLC is the General Partner of Angeleno Investors II, L.P. and Angeleno Group, LLC is the Managing Member of Angeleno Group Management II, LLC. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act") except to the extent of its pecuniary interest therein, if any.
  3. These securities were purchased in the initial public offering of the Issuer.
  4. The Series A Shares automatically converted into Issuer Common stock on an approximately 1,259.06-for-1 basis upon the closing of the initial public offering of the Issuer without payment or further consideration. The Series A Shares were convertible at any time at the election of the Reporting Person and had no expiration date.
  5. The Series B Shares automatically converted into Issuer Common stock on an approximately 1,282.90-for-1 basis upon the closing of the initial public offering of the Issuer without payment or further consideration. The Series B Shares were convertible at any time at the election of the Reporting Person and had no expiration date.
  6. The Series B-1 Shares automatically converted into Issuer Common stock on an approximately 1,808.75-for-1 basis upon the closing of the initial public offering of the Issuer without payment or further consideration. The Series B-1 Shares were convertible at any time at the election of the Reporting Person and had no expiration date.
  7. The Series C Shares automatically converted into Issuer Common stock on an approximately 1,181.41-for-1 basis upon the closing of the initial public offering of the Issuer without payment or further consideration. The Series C Shares were convertible at any time at the election of the Reporting Person and had no expiration date.
  8. The Senior Shares automatically converted into Issuer Common stock on an approximately 4,759.60-for-1 basis upon the closing of the initial public offering of the Issuer without payment or further consideration. The Senior Shares were convertible at any time at the election of the Reporting Person and had no expiration date.
  9. The Super Senior Shares automatically converted into Issuer Common stock on an approximately 4,759.60-for-1 basis upon the closing of the initial public offering of the Issuer without payment or further consideration. The Super Senior Shares were convertible at any time at the election of the Reporting Person and had no expiration date.
  10. These securities automatically converted into Issuer Common stock upon the closing of the initial public offering of the Issuer without payment or further consideration. These securities converted at a price of $11.00 per share.