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Filing Details

Accession Number:: 0001209191-16-134339
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-07-28 17:51:43
Reporting Period:: 2016-07-26

Filing Date:: 2016-07-28
Accepted Time:: 2016-07-28 17:51:43
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1643848	Patheon N.v.	PTHN	()	E9

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1518967	Jll Associates V (Patheon), L.p.	C/O Jll Partners 450 Lexington Ave., 31St Floor New York NY 10017	No	No	Yes	No
1679434	Jll Associates G.p. V (Patheon), Ltd.	C/O Jll Partners 450 Lexington Ave., 31St Floor New York NY 10017	No	No	Yes	No
1679452	Jll Partners Fund Vi (Patheon), L.p.	C/O Jll Partners 450 Lexington Ave., 31St Floor New York NY 10017	No	No	Yes	No
1679453	Jll Patheon Co-Investment Fund, L.p.	C/O Jll Partners 450 Lexington Ave., 31St Floor New York NY 10017	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Ordinary Shares	Acquisiton	2016-07-26	775,443	$19.85	24,455,392	No	4	P	Indirect	By JLL Patheon Co-Investment Fund, L.P.
Ordinary Shares	Acquisiton	2016-07-26	40,287	$19.85	40,287	No	4	P	Indirect	By JLL Patheon FF II, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By JLL Patheon Co-Investment Fund, L.P.
No	4	P	Indirect	By JLL Patheon FF II, LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Ordinary Shares	6,106,540	Indirect	By Patheon Holdco Cooperatief U.A.
Ordinary Shares	4,996,397	Indirect	By JLL Partners Fund V (New Patheon), L.P.
Ordinary Shares	7,013,339	Indirect	By JLL Associates V (Patheon), L.P.
Ordinary Shares	19,985,589	Indirect	By JLL Partners Fund VI (Patheon), L.P.

Footnotes

This amount reflects ordinary shares purchased under the Issuer's Directed Share Program in connection with the Issuer's IPO.
Represents ordinary shares held directly by JLL Patheon Co-Investment Fund, L.P., an entity of which JLL Associates G.P. V (Patheon), Ltd. is the indirect general partner. Each of JLL Associates G.P. V (Patheon), Ltd. and JLL Associates V (Patheon), L.P. disclaims beneficial ownership of the shares held by JLL Patheon Co-Investment Fund, L.P. except to the extent of such reporting person's pecuniary interest therein.
Represents ordinary shares held for the benefit of certain employees of the Issuer through Patheon Holdco Cooperatief U.A., an entity controlled by JLL Associates G.P. V (Patheon), Ltd., which shares will be released to the applicable employee upon the occurrence of a qualifying exit event and the satisfaction of certain additional performance criteria. Each of Patheon Holdco Cooperatief U.A., JLL/Delta Patheon GP, Ltd., JLL/Delta Patheon Holdings, L.P., JLL Patheon Co-Investment Fund, L.P., JLL Associates V (Patheon), L.P. and JLL Associates G.P. V (Patheon), Ltd. disclaims beneficial ownership of such shares except to the extent of such reporting person's pecuniary interest therein.
Represents ordinary shares held directly by JLL Partners Fund V (New Patheon), L.P., an entity of which JLL Associates G.P. V (Patheon), Ltd. is the indirect general partner. JLL Associates G.P. V (Patheon), Ltd. disclaims beneficial ownership of the shares held by JLL Partners Fund V (New Patheon), L.P. except to the extent of such reporting person's pecuniary interest therein.
Represents ordinary shares held directly by JLL Associates V (Patheon), L.P., an entity of which JLL Associates G.P. V (Patheon), Ltd. is the general partner. JLL Associates G.P. V (Patheon), Ltd. disclaims beneficial ownership of the shares held by JLL Associates V (Patheon), L.P. except to the extent of such reporting person's pecuniary interest therein.
Represents ordinary shares held directly by JLL Partners Fund VI (Patheon), L.P., an entity of which JLL Associates G.P. V (Patheon), Ltd. is the indirect general partner. JLL Associates G.P. V (Patheon), Ltd. disclaims beneficial ownership of the shares held by JLL Partners Fund VI (Patheon), L.P. except to the extent of such reporting person's pecuniary interest therein.
Represents ordinary shares held directly by JLL Patheon FF II, LLC, an entity controlled by JLL Associates G.P. V (Patheon), Ltd. Each of JLL Associates G.P. V (Patheon), Ltd. and JLL Associates V (Patheon), L.P. disclaims beneficial ownership of the shares held by JLL Patheon FF II, LLC except to the extent of such reporting person's pecuniary interest therein.