Filing Details

Accession Number:
0000909791-16-000085
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-28 12:33:47
Reporting Period:
2016-07-27
Filing Date:
2016-07-28
Accepted Time:
2016-07-28 12:33:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
909791 Ultratech Inc UTEK Special Industry Machinery, Nec (3559) 943169580
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1666232 Denice Tammy Landon 3050 Zanker Road
San Jose CA 95134
Svp, Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-07-27 1,500 $15.65 43,646 No 4 M Direct
Common Stock Disposition 2016-07-27 1,500 $25.08 42,146 No 4 S Direct
Common Stock Acquisiton 2016-07-27 1,500 $12.25 43,646 No 4 M Direct
Common Stock Disposition 2016-07-27 1,500 $25.08 42,146 No 4 S Direct
Common Stock Disposition 2016-07-27 7,186 $25.08 34,960 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Option (right to buy) Disposition 2016-07-27 1,500 $0.00 1,500 $12.25
Common Stock Incentive Stock Option (right to buy) Disposition 2016-07-27 1,500 $0.00 1,500 $15.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,200 2010-12-31 2020-02-07 No 4 M Direct
2,200 2010-12-31 2020-04-25 No 4 M Direct
Footnotes
  1. Includes 34,960 shares subject to outstanding and unvested restricted stock units that are payable, upon vesting, in Issuer common stock.
  2. Represents the weighted average sale price per share. The actual sale prices ranged from a low of $25.00 per share to a high of $25.27 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer full information regarding the number of shares sold at each separate price.
  3. The option will become exercisable with respect to twelve percent (12%) of the option shares upon the Reporting Person's completion of one (1) year of service with the Issuer after the grant date and the balance of the option shares in eighty-eight (88) successive equal monthly installments upon the Reporting Person's completion of each month of service with the Issuer over the eighty-eight (88) month period measured from the first anniversary of the grant date.The first vesting dates are indicated above.