Filing Details
- Accession Number:
- 0001127602-16-058530
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-25 16:57:33
- Reporting Period:
- 2016-07-22
- Filing Date:
- 2016-07-25
- Accepted Time:
- 2016-07-25 16:57:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1456722 | Muktesh Pant | 14841 North Dallas Parkway Dallas TX 75254 | Ceo China | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-07-22 | 49,844 | $29.61 | 62,660 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-07-22 | 16,399 | $90.00 | 46,261 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2016-07-22 | 33,445 | $89.94 | 12,816 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2016-07-22 | 98,682 | $37.30 | 111,498 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-07-22 | 40,899 | $90.00 | 70,599 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2016-07-22 | 57,783 | $89.94 | 12,816 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2016-07-22 | 49,844 | $0.00 | 49,844 | $29.61 |
| Common Stock | Stock Appreciation Right | Disposition | 2016-07-22 | 98,682 | $0.00 | 98,682 | $37.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-01-19 | 2017-01-19 | No | 4 | M | Direct |
| 35,174 | 2013-01-24 | 2018-01-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,993 | Indirect | By 401(k) Account |
Footnotes
- Pursuant to 10b5-1 Plan
- This transaction was executed in multiple trades at prices ranging from $89.93 to $90.02. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $89.93 to $90.02. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
