- Accession Number:
- Form Type:
- Zero Holdings:
- Publication Time:
- 2016-07-22 17:55:54
- Reporting Period:
- Filing Date:
- Accepted Time:
- 2016-07-22 17:55:54
- SEC Url:
- Form 4 Filing
|Cik||Name||Reported Address||Insider Title||Director||Officer||Large Shareholder||Other|
|901152||L James Davis||18671 Lake Drive East |
Southwest Tech Center A
Minneapolis MN 55317
Reported Non-Derivative Transactions
|Sec. Name||Acquisiton - Disposition||Date||Amount||Price||Remaning Holdings||Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
|Equity Swap Involved||Form Type||Code||Nature of Ownership||Explanation|
Reported Derivative Transactions
|Sec. Name||Sec. Type||Acquisiton - Disposition||Date||Amount||Price||Amount - 2||Price - 2|
|Common Stock||Warrant to Purchase Common Stock||Acquisiton||2016-07-01||250,000||$0.33||250,000||$0.33|
|Common Stock||Warrant to Purchase Common Stock||Acquisiton||2016-07-13||300,000||$0.40||300,000||$0.40|
|Common Stock||Warrant to Purchase Common Stock||Acquisiton||2016-07-18||66,667||$1.88||66,667||$1.88|
|Remaning Holdings||Exercise Date||Expiration Date||Equity Swap Involved||Transaction Form Type||Transaction Code||Nature of Ownership|
Reported Non-Derivative Holdings
|Sec. Name||Remaning Holdings||Nature of Ownership||Explanation|
|Common Stock||27,060||Indirect||By spouse|
- Reporting person purchased 83,333 shares of common stock and a warrant to purchase 66,667 shares of common stock for $100,000.
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or any other purpose.
- Pursuant to a Note Payable agreement, dated February 1, 2016, amended March 29, 2016, between the Issuer and the reporting person, the reporting person was issued warrants as pursuant to the terms of the Note Payable.
- Pursuant to a Convertible Promissory Note agreement, dated July 13, 2016, between the Issuer and the reporting person, the reporting person was issued warrants as pursuant to the terms of the Convertible Promissory Note.