Filing Details
- Accession Number:
- 0000899243-16-025492
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-21 19:57:42
- Reporting Period:
- 2016-07-21
- Filing Date:
- 2016-07-21
- Accepted Time:
- 2016-07-21 19:57:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1393020 | Invuity Inc. | IVTY | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1576244 | W Eric Roberts | C/O Invuity, Inc. 444 De Haro Street San Francisco CA 94107 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2016-07-21 | 7,000 | $12.00 | 69,945 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2016-07-21 | 35,000 | $12.00 | 291,086 | No | 4 | S | Indirect | See footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | See footnote |
Footnotes
- The shares were sold pursuant to the Rule 10b5-1 trading plan entered into by the Reporting Person on December 1, 2015.
- The shares were sold pursuant to the Rule 10b5-1 trading plan entered into by Valence CDK SPV, L.P. ("Valence CDK") on December 1, 2015.
- The shares are held by Valence CDK. Valence Life Sciences GP II, LLC ("Valence") is the General Partner of Valence CDK. The Reporting Person is a Managing Member of Valence and disclaims beneficial ownership of the shares held by Valence CDK, except to the extent of his pecuniary interest therein.
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