Filing Details

Accession Number:
0001225208-11-004834
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-04 17:34:16
Reporting Period:
2011-02-02
Filing Date:
2011-02-04
Accepted Time:
2011-02-04 17:34:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101829 United Technologies Corp UTX Aircraft Engines & Engine Parts (3724) 060570975
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1184192 I Thomas Rogan One Financial Plaza
Hartford CT 06101
Vice President, Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-02-02 38,000 $38.50 55,910 No 4 M Direct
Common Stock Acquisiton 2011-02-02 12,000 $38.50 67,910 No 4 M Direct
Common Stock Disposition 2011-02-02 10,238 $82.16 57,672 No 4 F Direct
Common Stock Disposition 2011-02-02 23,431 $82.16 34,241 No 4 F Direct
Common Stock Disposition 2011-02-03 100 $81.99 34,141 No 4 S Direct
Common Stock Disposition 2011-02-03 300 $82.01 33,841 No 4 S Direct
Common Stock Disposition 2011-02-03 800 $81.97 33,041 No 4 S Direct
Common Stock Disposition 2011-02-03 1,300 $81.97 31,741 No 4 S Direct
Common Stock Disposition 2011-02-03 1,500 $81.98 30,241 No 4 S Direct
Common Stock Disposition 2011-02-03 4,331 $81.90 25,910 No 4 S Direct
Common Stock Disposition 2011-02-03 8,000 $82.00 17,910 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-02-02 12,000 $0.00 12,000 $38.50
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2011-02-02 38,000 $0.00 38,000 $38.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
38,000 2004-04-26 2011-04-25 No 4 M Direct
0 2004-04-26 2011-04-25 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock (Career Restricted) 4,960 Direct
Common Stock 11,334 Indirect By Savings Plan Trustee