Filing Details

Accession Number:
0001179110-11-001950
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-02-04 17:33:20
Reporting Period:
2011-02-03
Filing Date:
2011-02-04
Accepted Time:
2011-02-04 17:33:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1235468 Liquidity Services Inc LQDT Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1352656 Jaime Mateus-Tique C/O Liquidity Services, Inc.
1920 L Street, N.w., 6Th Floor
Washington DC 20036
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-02-03 19,126 $14.52 0 No 4 S Direct
Common Stock Disposition 2011-02-03 5,874 $14.52 179,388 No 4 S Indirect By the Em El 2007 Irrevocable Trust
Common Stock Disposition 2011-02-04 25,000 $16.34 154,388 No 4 S Indirect By the Em El 2007 Irrevocable Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect By the Em El 2007 Irrevocable Trust
No 4 S Indirect By the Em El 2007 Irrevocable Trust
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 700,000 Indirect By the Jaime Mateus-Tique 2009 GRAT
Common Stock 15,700 Indirect By the Mateus-Tique Foundation
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option $14.30 2021-02-01 15,012 15,012 Direct
Common Stock Restricted Stock Grant $14.30 2021-02-01 2,517 2,517 Direct
Common Stock Employee Stock Option $11.77 2020-02-01 18,612 18,612 Direct
Common Stock Employee Stock Option $12.02 2017-10-01 76,000 76,000 Direct
Common Stock Employee Stock Option $17.63 2016-09-21 75,000 75,000 Direct
Common Stock Employee Stock Option $7.00 2015-12-21 30,000 30,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-02-01 15,012 15,012 Direct
2021-02-01 2,517 2,517 Direct
2020-02-01 18,612 18,612 Direct
2017-10-01 76,000 76,000 Direct
2016-09-21 75,000 75,000 Direct
2015-12-21 30,000 30,000 Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 3, 2010.
  2. These options have a one-year vesting period such that 100% of this option grant will vest on February 1, 2012.
  3. These restricted shares have a one-year vesting period such that 100% of this restricted share grant will vest on February 1, 2012.
  4. These options became fully vested on February 1, 2011.
  5. Twenty-five percent of this option grant vested on October 1, 2009 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
  6. These options became fully vested on September 21, 2010.
  7. These options became fully vested on April 19, 2006.