Filing Details
- Accession Number:
- 0001127602-16-058289
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-19 18:40:43
- Reporting Period:
- 2016-07-15
- Filing Date:
- 2016-07-19
- Accepted Time:
- 2016-07-19 18:40:43
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1305014 | Ashland Inc. | ASH | Wholesale-Chemicals & Allied Products (5160) | 200865835 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1438239 | T. Anne Schumann | 1313 N Market Street Wilmington DE 19894 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-07-15 | 1,375 | $0.00 | 12,178 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2016-07-15 | 879 | $122.47 | 11,299 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2016-07-18 | 496 | $121.61 | 10,803 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2016-07-15 | 1,375 | $0.00 | 1,375 | $55.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-12-02 | 2022-01-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,296 | Indirect | 401(K) |
Footnotes
- The transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2015.
- Includes 5,973 shares of unvested Restricted Stock.
- Payment of exercise price and tax liability by withholding securities incident to the exercise of Stock Appreciation Rights referenced in footnote 5 below.
- Based on Employee Savings Plan information as of July 12, 2016, the latest date for which such information is reasonably available.
- Stock Appreciation Right granted pursuant to the Amended and Restated 2011 Ashland Inc. Incentive Plan which vests in three annual installments: 50% after the 1st year, the next 25% the 2nd year and the remaining 25% the 3rd year.
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