Filing Details

Accession Number:
0001533932-16-000435
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-19 16:43:02
Reporting Period:
2016-07-15
Filing Date:
2016-07-19
Accepted Time:
2016-07-19 16:43:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1533932 Vantiv Inc. VNTV Services-Business Services, Nec (7389) 264532998
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1610881 Matt Taylor C/O Vantiv, Inc.
8500 Governor'S Hill Drive
Cincinnati OH 45249-1384
Grp Pres, Intpmt&Emrging Chnls No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-07-15 20,849 $10.18 70,435 No 4 M Direct
Class A Common Stock Acquisiton 2016-07-15 13,899 $11.73 84,334 No 4 M Direct
Class A Common Stock Acquisiton 2016-07-15 127,828 $16.79 212,162 No 4 M Direct
Class A Common Stock Disposition 2016-07-15 162,576 $59.05 49,586 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Employee Stock Option (right to buy) Disposition 2016-07-15 20,849 $0.00 20,849 $10.18
Class A Common Stock Employee Stock Option (right to buy) Disposition 2016-07-15 13,899 $0.00 13,899 $11.73
Class A Common Stock Employee Stock Option (right to buy) Disposition 2016-07-15 127,828 $0.00 127,828 $16.79
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-07-12 No 4 M Direct
0 2021-07-12 No 4 M Direct
81,354 2023-09-09 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 15, 2016.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.88 to $59.45, inclusive. The reporting person undertakes to provide to Vantiv, Inc., any security holder of Vantiv, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
  3. The option vested in seven equal (subject to rounding) quarterly installments on July 12, October 12, January 12 and April 12, beginning July 12, 2014 and ending January 12, 2016.
  4. The option vested with respect to 46,480 shares on September 9, 2014 and with respect to 81,350 shares in quarterly installments ending June 9, 2016. The remaining 81,352 options vest in quarterly installments on September 9, December 9, March 9 and June 9.