Filing Details

Accession Number:
0001127602-16-058158
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-18 18:39:33
Reporting Period:
2016-07-15
Filing Date:
2016-07-18
Accepted Time:
2016-07-18 18:39:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1364742 Blackrock Inc. BLK () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1059240 Richard J. Kushel Blackrock, Inc.
55 East 52Nd Street
New York NY 10055
Senior Managing Director No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Shares Of Common Stock (Par Value $0.01 Per Share) Acquisiton 2016-07-15 4,284 $167.76 155,006 No 4 M Direct
Shares Of Common Stock (Par Value $0.01 Per Share) Disposition 2016-07-15 4,284 $356.20 150,722 No 4 S Direct
Shares Of Common Stock (Par Value $0.01 Per Share) Acquisiton 2016-07-15 3,716 $167.76 154,438 No 4 M Direct
Shares Of Common Stock (Par Value $0.01 Per Share) Disposition 2016-07-15 3,716 $356.95 150,722 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-07-15 4,284 $0.00 4,284 $167.76
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-07-15 3,716 $0.00 3,716 $167.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,716 2011-09-29 2017-01-31 No 4 M Direct
0 2011-09-29 2017-01-31 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Shares Of Common Stock (Par Value $0.01 Per Share) 1,000 Indirect By Family Trust
Shares Of Common Stock (Par Value $0.01 Per Share) 1,000 Indirect By Family Trust
Shares Of Common Stock (Par Value $0.01 Per Share) 45,000 Indirect By The Kushel Family 2011 Dynasty Trust
Footnotes
  1. Includes Common Stock, Restricted Stock Units that will vest over a period of 1 to 3 years and Restricted Stock Units that will vest in whole or in part only on the satisfaction of one or more previously-disclosed Common Stock price targets. Each Restricted Stock Unit is payable solely by delivery of an equal number of shares of Common Stock.
  2. This transaction was executed in multiple trades at prices ranging from $355.73 to $356.72. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
  3. This transaction was executed in multiple trades at prices ranging from $356.74 to $357.29. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
  4. Relates to a portion of a long-term plan option award of 28,007 options granted on 1/31/07 with an expiration date of 1/31/17.