Filing Details

Accession Number:
0001209191-16-132910
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-15 16:59:29
Reporting Period:
2016-07-13
Filing Date:
2016-07-15
Accepted Time:
2016-07-15 16:59:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1120193 Nasdaq Inc. NDAQ Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 521165937
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1609097 A Thomas Wittman One Liberty Plaza
New York NY 10006
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2016-07-13 12,748 $25.28 64,956 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2016-07-13 12,748 $67.08 52,208 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2016-07-13 12,145 $67.08 40,505 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-07-13 12,748 $0.00 12,748 $25.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-03-28 No 4 M Direct
Footnotes
  1. The reported sale was effected pursuant to a Rule 10b5-1 trading plan.
  2. The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.87 to $67.64, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
  3. The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.87 to $67.64, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.
  4. Represents (i) 18,312 units of vested restricted stock, (ii) 20,990 shares underlying performance share units, of which 16,195 are vested and (iii) 1,203 shares purchased under the Employee Share Purchase Plan.
  5. Options exercisable.