Filing Details

Accession Number:
0001137411-16-000208
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-13 16:57:32
Reporting Period:
2016-07-11
Filing Date:
2016-07-13
Accepted Time:
2016-07-13 16:57:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1137411 Rockwell Collins Inc COL Aircraft Parts & Auxiliary Equipment, Nec (3728) 522314475
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1559248 J Philip Jasper M/S 120-102
400 Collins Road Ne
Cedar Rapids IA 52498
Exec. Vp & Coo, Government Sys No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-07-11 2,184 $30.39 17,417 No 4 M Direct
Common Stock Disposition 2016-07-11 2,184 $85.00 15,233 No 4 S Direct
Common Stock Acquisiton 2016-07-12 1,416 $30.39 16,649 No 4 M Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-07-11 2,184 $0.00 2,184 $30.39
Common Stock Employee Stock Option (Right to Buy) Disposition 2016-07-12 1,416 $0.00 1,484 $30.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,727 2018-11-21 No 4 M Direct
7,311 2018-11-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,364 Indirect By Savings Plan
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 6, 2016.
  2. Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of July 6, 2016. Includes shares acquired under a dividend reinvestment plan.
  3. Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of July 1, 2016.
  4. Employee stock options granted pursuant to the Company's stock based plans.
  5. The options are currently exercisable.
  6. For the transaction in these derivative securities that occurred on July 8, 2016, the amount in this column was reported as zero. The amount should have been reported as 10,911.