Filing Details

Accession Number:
0001225033-16-000097
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-13 16:49:20
Reporting Period:
2016-07-12
Filing Date:
2016-07-13
Accepted Time:
2016-07-13 16:49:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
883902 Nci Building Systems Inc NCS Prefabricated Metal Buildings & Components (3448) 760127701
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1353208 E Mark Johnson 10943 North Sam Houston Parkway West
Houston TX 77064
Evp, Cfo & Treasurer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2016-07-12 16,424 $8.85 235,416 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2016-07-12 16,424 $17.02 218,992 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $0.01 Par Value Options to Purchase Common Stock Disposition 2016-07-12 16,424 $0.00 16,424 $8.85
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-12-15 No 4 M Direct
Footnotes
  1. The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 8, 2016.
  2. Represents the weighted average selling price sold within the range of $17.00 and $17.10. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. The options vested in four equal installments on Dec. 15, 2010, 2011, 2012 and 2013.