Filing Details
- Accession Number:
- 0001225033-16-000095
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-11 17:41:52
- Reporting Period:
- 2016-07-07
- Filing Date:
- 2016-07-11
- Accepted Time:
- 2016-07-11 17:41:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 883902 | Nci Building Systems Inc | NCS | Prefabricated Metal Buildings & Components (3448) | 760127701 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1353208 | E Mark Johnson | 10943 North Sam Houston Parkway West Houston TX 77064 | Evp, Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Acquisiton | 2016-07-07 | 18,736 | $8.85 | 237,728 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2016-07-07 | 18,736 | $16.12 | 218,992 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2016-07-08 | 93,249 | $8.85 | 312,241 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2016-07-08 | 93,249 | $16.41 | 218,992 | No | 4 | S | Direct | |
| Common Stock, $0.01 Par Value | Acquisiton | 2016-07-11 | 21,830 | $8.85 | 240,822 | No | 4 | M | Direct | |
| Common Stock, $0.01 Par Value | Disposition | 2016-07-11 | 21,830 | $17.00 | 218,992 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value | Options to Purchase Common Stock | Disposition | 2016-07-07 | 18,736 | $0.00 | 18,736 | $8.85 |
| Common Stock, $0.01 Par Value | Options to Purchase Common Stock | Disposition | 2016-07-08 | 93,249 | $0.00 | 93,249 | $8.85 |
| Common Stock, $0.01 Par Value | Options to Purchase Common Stock | Disposition | 2016-07-11 | 21,830 | $0.00 | 21,830 | $8.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 131,503 | 2019-12-15 | No | 4 | M | Direct | |
| 38,254 | 2019-12-15 | No | 4 | M | Direct | |
| 16,424 | 2019-12-15 | No | 4 | M | Direct |
Footnotes
- The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2016.
- Represents the weighted average selling price sold within the range of $16.04 and $16.19. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average selling price sold within the range of $16.18 and $16.50. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The options vested in four equal installments on Dec. 15, 2010, 2011, 2012 and 2013.
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