Filing Details
- Accession Number:
- 0000908662-16-000573
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-07-08 10:32:29
- Reporting Period:
- 2016-07-06
- Filing Date:
- 2016-07-08
- Accepted Time:
- 2016-07-08 10:32:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 825411 | Sevcon Inc. | SEV | Electrical Industrial Apparatus (3620) | 042985631 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1535780 | J. Ryan Morris | C/O Sevcon, Inc. 155 Northboro Road Southborough MA 01772 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2016-07-06 | 55,000 | $9.12 | 148,271 | No | 4 | P | Indirect | By Meson Capital L.P. |
| Common Stock | Acquisiton | 2016-07-06 | 614,000 | $9.12 | 614,000 | No | 4 | P | Indirect | By Meson Constructive Capital LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Meson Capital L.P. |
| No | 4 | P | Indirect | By Meson Constructive Capital LP |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant | Acquisiton | 2016-07-06 | 27,500 | $9.12 | 27,500 | $10.00 |
| Common Stock | Warrant | Acquisiton | 2016-07-06 | 307,000 | $9.12 | 307,000 | $10.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 27,500 | 2016-07-06 | 2021-07-08 | No | 4 | P | Indirect |
| 307,000 | 2016-07-06 | 2021-07-08 | No | 4 | P | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 11,600 | Direct |
Footnotes
- The purchase price was $9.12 per unit, consisting of 1 share of Common Stock and a warrant to purchase 0.5 shares of Common Stock.
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.
Billionaire Hedge Funds
