Filing Details

Accession Number:
0001247524-16-000504
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-07 11:59:12
Reporting Period:
2016-07-05
Filing Date:
2016-07-07
Accepted Time:
2016-07-07 11:59:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1411574 Surgical Care Affiliates Inc. SCAI Services-Specialty Outpatient Facilities, Nec (8093) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1588247 A. Michael Rucker C/O Surgical Care Affiliates, Inc.
520 Lake Cook Road, Suite 250
Deerfield IL 60015
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-07-05 17,500 $11.48 107,831 No 4 M Direct
Common Stock Disposition 2016-07-05 17,500 $47.35 90,331 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Options to Purchase Common Stock Disposition 2016-07-05 17,500 $0.00 17,500 $11.48
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
42,428 2022-03-06 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Options to Purchase Common Stock $12.10 2018-09-15 53,500 53,500 Direct
Common Stock Options to Purchase Common Stock $12.10 2019-07-23 37,765 37,765 Direct
Common Stock Options to Purchase Common Stock $8.72 2021-02-08 1,951 1,951 Direct
Common Stock Options to Purchase Common Stock $13.94 2022-03-06 23,696 23,696 Direct
Common Stock Options to Purchase Common Stock $12.41 2023-05-06 73,170 73,170 Direct
Common Stock Options to Purchase Common Stock $29.02 2024-09-17 36,182 36,182 Direct
Common Stock Options to Purchase Common Stock $38.35 2025-06-04 28,365 28,365 Direct
Common Stock Options to Purchase Common Stock $41.25 2026-03-02 21,550 21,550 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-09-15 53,500 53,500 Direct
2019-07-23 37,765 37,765 Direct
2021-02-08 1,951 1,951 Direct
2022-03-06 23,696 23,696 Direct
2023-05-06 73,170 73,170 Direct
2024-09-17 36,182 36,182 Direct
2025-06-04 28,365 28,365 Direct
2026-03-02 21,550 21,550 Direct
Footnotes
  1. Includes 52,714 shares of Common Stock underlying restricted stock units ("RSUs") of the issuer. All of the RSUs vest on the following schedule and are settled on each applicable vesting date: 6,720 RSUs vesting on September 17, 2016, 4,167 RSUs vesting on March 2, 2017, 5,297 RSUs vesting on June 4, 2017, 6,719 RSUs vesting on September 17, 2017, 4,167 RSUs vesting on March 2, 2018, 5,296 RSUs vesting on June 4, 2018, 6,719 RSUs vesting on September 17, 2018, 4,167 RSUs vesting on March 2, 2019, 5,296 RSUs vesting on June 4, 2019 and 4,166 RSUs vesting on March 2, 2020.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2015, which plan became effective November 6, 2015.
  3. This price represents the weighted average sale price (rounded to the nearest cent) for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $46.94 to $47.67. Upon request by the Commission staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.
  4. This line contains a combination of both time-based and performance-based options which, as of September 16, 2013, were fully vested.
  5. This line contains a combination of both time-based and performance-based options which, as of September 16, 2013, were fully vested.
  6. All of the options are time-based options which, as of February 8, 2016, were fully vested.
  7. All of the options are time-based options which, as of March 6, 2013, were fully vested.
  8. All of the options are time-based options which, as of March 6, 2016, were fully vested.
  9. The option provides for vesting in equal annual installments on May 6, 2014, May 6, 2015, May 6, 2016 and May 6, 2017.
  10. The option provides for vesting in equal annual installments on September 17, 2015, September 17, 2016, September 17, 2017 and September 17, 2018.
  11. The option provides for vesting in equal annual installments on June 4, 2016, June 4, 2017, June 4, 2018 and June 4, 2019.
  12. The option provides for vesting in equal annual installments on March 2, 2017, March 2, 2018, March 2, 2019 and March 2, 2020.