Filing Details

Accession Number:
0000899243-16-024598
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-06 16:26:13
Reporting Period:
2016-07-01
Filing Date:
2016-07-06
Accepted Time:
2016-07-06 16:26:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1486800 Higher One Holdings Inc. ONE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1297193 F Mark Vassallo 9 West 57Th Street, 31St Floor
New York NY 10019
No No Yes No
1401516 Lightyear Fund Ii, L.p. 9 West 57Th Street, 31St Floor
New York NY 10019
No No Yes No
1478799 Lightyear Fund Ii Gp Holdings, Llc 9 West 57Th Street, 31St Floor
New York NY 10019
No No Yes No
1478800 Lightyear Fund Ii Gp, L.p. 9 West 57Th Street, 31St Floor
New York NY 10019
No No Yes No
1596820 Ly Holdings, Llc 9 West 57Th Street, 31St Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-07-01 802,437 $5.11 5,844,523 No 4 S Direct
Common Stock Disposition 2016-07-01 4,276 $5.11 31,148 No 4 S Indirect See Footnote
Common Stock Disposition 2016-07-05 3,663,410 $5.10 2,181,113 No 4 S Direct
Common Stock Disposition 2016-07-05 19,524 $5.10 11,624 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect See Footnote
No 4 S Direct
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 18,903 Direct
Common Stock 14,834 Indirect See Footnote
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.11 to $5.12, inclusive. The reporting persons undertake to provide to Higher One Holdings, Inc., any security holder of Higher One Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (4) to this Form 4.
  2. The shares are held directly by Lightyear Fund II, L.P.
  3. The shares are held directly by Lightyear Co-Invest Partnership II, L.P. The general partner of Lightyear Co-Invest Partnership II, L.P. is Lightyear Fund II GP Holdings, LLC.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.10 to $5.115, inclusive.
  5. The general partner of Lightyear Fund II, L.P. is Lightyear Fund II GP, L.P. The general partner of Lightyear Fund II GP, L.P. is Lightyear Fund II GP Holdings, LLC. The managing member of Lightyear Fund II GP Holdings, LLC is LY Holdings, LLC. The managing member of LY Holdings, LLC is Mr. Mark F. Vassallo.
  6. The shares are held directly by Mark F. Vassallo.
  7. The shares are held directly by Lightyear Capital II, LLC. Lightyear Capital LLC is the sole member of Lightyear Capital II, LLC. The managing member of Lightyear Capital LLC is Mr. Mark F. Vassallo.