Filing Details

Accession Number:
0001209191-16-131269
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-05 18:07:18
Reporting Period:
2016-06-30
Filing Date:
2016-07-05
Accepted Time:
2016-07-05 18:07:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1092796 Smith & Wesson Holding Corp SWHC Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) 870543688
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1548337 J. Robert Cicero 2100 Roosevelt Avenue
Springfield MA 01104
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-06-30 38,500 $0.00 70,785 No 4 M Direct
Common Stock Disposition 2016-06-30 18,114 $27.18 52,671 No 4 F Direct
Common Stock Disposition 2016-07-01 20,386 $27.07 32,285 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Rights Disposition 2016-06-30 38,500 $0.00 38,500 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-04-26 No 4 M Direct
Footnotes
  1. Each performance right represents a contingent right to receive one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three year performance period. The number of shares delivered is the maximum number of shares that may be delivered pursuant to the award.
  2. Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the settlement of performance rights.
  3. The shares were sold pursuant to a 10b5-1 Trading Plan dated March 29, 2016.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.87 to $27.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.