Filing Details

Accession Number:
0001354488-16-007983
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-07-05 16:02:59
Reporting Period:
2016-06-30
Filing Date:
2016-07-05
Accepted Time:
2016-07-05 16:02:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1141197 Pedevco Corp PED Crude Petroleum & Natural Gas (1311) 223755993
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1317211 L Gregory Overholtzer 4125 Blackhawk Plaza Circle, Suite 201A
Danville CA 94506
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-06-30 18,250 $0.21 105,166 No 4 S Direct
Common Stock Disposition 2016-07-01 7,750 $0.27 97,416 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Option (Right to Buy) $0.30 2012-02-09 2022-02-08 11,000 11,000 Direct
Common Stock Incentive Stock Option (Right to Buy) $0.51 2012-06-18 2022-06-18 116,667 116,667 Direct
Common Stock Incentive Stock Option (Right to Buy) $0.37 2015-01-07 2020-01-07 50,000 50,000 Direct
Common Stock Incentive Stock Option (Right to Buy) $0.22 2016-01-07 2021-01-07 150,000 150,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-02-08 11,000 11,000 Direct
2022-06-18 116,667 116,667 Direct
2020-01-07 50,000 50,000 Direct
2021-01-07 150,000 150,000 Direct
Footnotes
  1. All sales were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the January 1, 2016, February 9, 2016, and July 1, 2016 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).
  2. Reporting Person's holding includes 40,916 and 56,500 shares issued pursuant to restricted stock grants.