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Home > Insider Trading > Filing (0000899243-16-024114)

Filing Details

Accession Number:: 0000899243-16-024114
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-07-01 17:05:50
Reporting Period:: 2016-06-29

Filing Date:: 2016-07-01
Accepted Time:: 2016-07-01 17:05:50
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1105533	Argos Therapeutics Inc	ARGS	Pharmaceutical Preparations (2834)	562110007

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1669166	B.v. Forargos	C/O Forbion Capital Partners Goomieer 2-35 1411 Dc Naarden P7		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-06-29	1,322,618	$0.00	2,204,363	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock Warrants (right to buy)	Acquisiton	2016-06-29	991,964	$0.00	991,964	$5.35

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
991,964	2016-06-29	2021-06-29	No	4	P	Direct

Footnotes

The reported securities are included within Units purchased by the Reporting Person for $5.44375 per Unit. Each Unit consists of one share of common stock and one warrant to purchase 0.75 shares of common stock.