Filing Details

Accession Number:
0001104659-16-130147
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-29 16:46:35
Reporting Period:
2016-06-27
Filing Date:
2016-06-29
Accepted Time:
2016-06-29 16:46:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1453687 Selecta Biosciences Inc SELB Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1677406 Ltd Management Nanodimension Governor'S Square, Unit 3-213-62
23 Lime Tree Bay Ave
Grand Cayman E9 KY1-1302
No No Yes No
1677409 Partnership Limited Nanodimension Governor'S Square, Unit 3-213-62
23 Lime Tree Bay Ave
Grand Cayman E9 KY1-1302
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-06-27 637,790 $0.00 660,957 No 4 C Indirect See Footnote
Common Stock Acquisiton 2016-06-27 385,000 $14.00 1,045,957 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Convertible Preferred Stock Disposition 2016-06-27 315,729 $0.00 315,729 $0.00
Common Stock Series C Convertible Preferred Stock Disposition 2016-06-27 94,183 $0.00 94,183 $0.00
Common Stock Series D Convertible Preferred Stock Disposition 2016-06-27 83,596 $0.00 83,596 $0.00
Common Stock Series E Convertible Preferred Stock Disposition 2016-06-27 93,078 $0.00 144,282 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Held by NanoDimension L.P. ("ND LP).
  2. Consists of 660,957 shares held by ND LP, 350,000 shares held by NanoDimension L.P. II ("NDLP2") and 35,000 shares held by NanoDimension Management Limited ("ND GP").
  3. ND GP serves as the general partner of ND LP and possesses the power to direct the voting and disposition of the shares owned by ND LP and may be deemed to have indirect beneficial ownership of the shares held by ND LP. NanoDimension II Mangement Limited ("NDGP2") serves as the general partner of NDLP2 and possesses the power to direct the voting and disposition of the shares owned by NDLP2 and may be deemed to have indirect beneficial ownership of the shares held by NDLP2. ND GP and NDGP2 disclaim beneficial ownership of such shares, except to the extent of their pecuniary interest therein. Jonathan Nicholson and Richard Coles are the members of the board of directors of ND GP and NDGP2 and share voting and dispositive power over the shares held by ND LP and NDLP2. Each reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of their respective pecuniary interest therein.
  4. The preferred stock is convertible at any time, at the holder's election and has no expiration date. The preferred stock automatically converted into common stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering.
  5. The Series E Convertible Preferred Stock is convertible at any time, at the holder's election and has no expiration date. The Series E Convertible Preferred Stock automatically converted into common stock on an approximately 1-for-1.550115 basis upon the closing of the Issuer's initial public offering.