Filing Details

Accession Number:
0001104659-16-130145
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-29 16:45:50
Reporting Period:
2016-06-27
Filing Date:
2016-06-29
Accepted Time:
2016-06-29 16:45:50
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1453687 Selecta Biosciences Inc SELB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1055624 A Timothy Springer 36 Woodman Road
Chestnut Hill MA 02467
Yes No No No
1677543 Tas Partners, Llc 36 Woodman Road
Chestnut Hill MA 02467
Yes No No No
1677554 Leukon Investments, Lp 36 Woodman Road
Chestnut Hill MA 02467
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-06-27 506,015 $0.00 527,028 No 4 C Indirect See Footnote
Common Stock Acquisiton 2016-06-27 425,874 $0.00 445,576 No 4 C Indirect See Footnote
Common Stock Acquisiton 2016-06-27 710,000 $14.00 1,237,028 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series B Convertible Preferred Stock Disposition 2016-06-27 157,864 $0.00 157,864 $0.00
Common Stock Series B Convertible Preferred Stock Disposition 2016-06-27 157,864 $0.00 157,864 $0.00
Common Stock Series C Convertible Preferred Stock Disposition 2016-06-27 153,742 $0.00 153,742 $0.00
Common Stock Series C Convertible Preferred Stock Disposition 2016-06-27 93,954 $0.00 93,954 $0.00
Common Stock Series D Convertible Preferred Stock Disposition 2016-06-27 63,547 $0.00 63,547 $0.00
Common Stock Series D Convertible Preferred Stock Disposition 2016-06-27 51,355 $0.00 51,355 $0.00
Common Stock Series E Convertible Preferred Stock Disposition 2016-06-27 84,421 $0.00 130,862 $0.00
Common Stock Series E Convertible Preferred Stock Disposition 2016-06-27 79,156 $0.00 122,701 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Held by Leukon Investments LP ("Leukon").
  2. Held by TAS Partners, LLC ("TAS").
  3. The preferred stock is convertible at any time, at the holder's election and has no expiration date. The preferred stock automatically converted into common stock on a 1-for-1 basis upon the closing of the Issuer's initial public offering.
  4. The Series E Convertible Preferred Stock is convertible at any time, at the holder's election and has no expiration date. The Series E Convertible Preferred Stock automatically converted into common stock on an approximately 1-for-1.550115 basis upon the closing of the Issuer's initial public offering.
  5. LKST, Inc. is the general partner of Leukon. Timothy Springer is the president of LKST, Inc. and the managing member of TAS. Each of the reporting persons disclaims beneficial ownership of the securities reported herein except to the extent of their pecuniary interest therein.