Filing Details

Accession Number:
0001420811-16-000191
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-29 16:44:59
Reporting Period:
2016-06-28
Filing Date:
2016-06-29
Accepted Time:
2016-06-29 16:44:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1420811 On Deck Capital Inc. ONDK Finance Services (6199) 421709682
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1627468 Howard Katzenberg C/O On Deck Capital, Inc.
1400 Broadway, 25Th Floor
New York NY 10018
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-06-28 24,000 $4.92 412,396 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 11,034 Indirect See footnote
Common Stock 25,000 Indirect See footnote
Footnotes
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 28, 2015.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.79 to $5.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  3. The reported shares are held directly by The Howard Katzenberg 2014 Grantor Annuity Trust dated December 7, 2014 for which the Reporting Person serves as trustee.
  4. The reported shares are held directly by The Howard Katzenberg 2014 Dynasty Trust dated December 7, 2014 for which the Reporting Person's spouse serves as a trustee.