Filing Details

Accession Number:
0001209191-16-129235
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-22 16:36:02
Reporting Period:
2016-06-21
Filing Date:
2016-06-22
Accepted Time:
2016-06-22 16:36:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
10254 Earthstone Energy Inc ESTE Crude Petroleum & Natural Gas (1311) 840592823
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1397150 Alan Frank Lodzinski 1400 Woodloch Forest Drive
Suite 300
The Woodlands TX 77380
Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-06-21 24,500 $10.50 174,500 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. Represents a purchase from the underwriters in the Issuer's public offering.
  2. Includes 150,000 restricted stock units that vest as follows: 50,000 units on January 1, 2017 and the remaining 100,000 units in 12 equal monthly installments beginning on January 31, 2017, subject to the terms of the restricted stock unit agreement. Each restricted stock unit represents the contingent right to receive one share of common stock of the Issuer.