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Home > Insider Trading > Filing (0001209191-16-129191)

Filing Details

Accession Number:: 0001209191-16-129191
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-06-22 15:12:16
Reporting Period:: 2016-06-21

Filing Date:: 2016-06-22
Accepted Time:: 2016-06-22 15:12:16
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1344413	Alexza Pharmaceuticals Inc.	ALXA	Pharmaceutical Preparations (2834)	770567768

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1623398	Grupo Ferrer Internacional, S.a.	Avenida Diagonal 549 5Th Floor Barcelona U3 E-08029		No	No	Yes	No
1668295	Sergio Ferrer-Salat	Avenida Diagonal 549 5Th Floor Barcelona U3 E-08029		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-06-21	19,465,714	$0.90	21,832,649	No	4	P	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See Footnotes

Footnotes

Purchase price paid consisted of $0.90 cash and a contingent value right.
Ownership is held indirectly through a wholly owned subsidiary.
Mr. Ferrer-Salat, as the Chairman and controlling shareholder of Grupo Ferrer Internacional S.A. ("Grupo Ferrer") may be deemed a beneficial owner of the securities held by Grupo Ferrer, but disclaims ownership thereof except to the extent of his pecuniary interest therein.