Filing Details

Accession Number:
0001225033-16-000082
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-21 18:00:46
Reporting Period:
2016-06-17
Filing Date:
2016-06-21
Accepted Time:
2016-06-21 18:00:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
883902 Nci Building Systems Inc NCS Prefabricated Metal Buildings & Components (3448) 760127701
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205070 C Norman Chambers 10943 North Sam Houston Parkway West
Houston TX 77064
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2016-06-17 74,046 $8.85 787,664 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2016-06-17 74,046 $15.95 713,618 No 4 S Direct
Common Stock, $0.01 Par Value Acquisiton 2016-06-20 154,158 $8.85 867,776 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2016-06-20 154,158 $16.12 713,618 No 4 S Direct
Common Stock, $0.01 Par Value Acquisiton 2016-06-21 132,078 $8.85 845,696 No 4 M Direct
Common Stock, $0.01 Par Value Disposition 2016-06-21 132,078 $15.92 713,618 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $0.01 Par Value Options to Purchase Common Stock Disposition 2016-06-17 74,046 $0.00 74,046 $8.85
Common Stock, $0.01 Par Value Options to Purchase Common Stock Disposition 2016-06-20 154,158 $0.00 154,158 $8.85
Common Stock, $0.01 Par Value Options to Purchase Common Stock Disposition 2016-06-21 132,078 $0.00 132,078 $8.85
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
535,091 2019-12-15 No 4 M Direct
380,933 2019-12-15 No 4 M Direct
248,855 2019-12-15 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.01 Par Value 23,436 Indirect NCI 401(k) Plan
Footnotes
  1. The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 3, 2016.
  2. Represents the weighted average selling price sold within the range of $15.84 and $16.16. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Represents the weighted average selling price sold within the range of $15.96 and $16.29. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  4. Represents the weighted average selling price sold within the range of $15.75 and $16.03. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  5. Holdings calculated as of June 20, 2016.
  6. The options vested in four equal installments on Dec. 15, 2010, 2011, 2012 and 2013.