Filing Details
- Accession Number:
- 0001570585-16-000699
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2016-06-20 17:32:11
- Reporting Period:
- 2016-06-15
- Filing Date:
- 2016-06-20
- Accepted Time:
- 2016-06-20 17:32:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1570585 | Liberty Global Plc | LBTY | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1018211 | A Paul Gould | 161 Hammersmith Road London X0 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Class A | Acquisiton | 2016-06-15 | 10,501 | $10.15 | 221,435 | No | 4 | M | Direct | |
| Liberty Global Class A | Disposition | 2016-06-15 | 10,501 | $35.34 | 210,934 | No | 4 | S | Direct | |
| Liberty Global Class C | Acquisiton | 2016-06-15 | 20,908 | $9.84 | 972,536 | No | 4 | M | Direct | |
| Liberty Global Class C | Acquisiton | 2016-06-15 | 10,454 | $10.07 | 982,990 | No | 4 | M | Direct | |
| Liberty Global Class C | Disposition | 2016-06-15 | 31,362 | $34.43 | 951,628 | No | 4 | S | Direct | |
| Lilac Class A | Acquisiton | 2016-06-16 | 525 | $9.56 | 10,962 | No | 4 | M | Direct | |
| Lilac Class C | Acquisiton | 2016-06-16 | 522 | $9.99 | 47,775 | No | 4 | M | Direct | |
| Lilac Class C | Acquisiton | 2016-06-16 | 1,045 | $9.77 | 48,820 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Liberty Global Class A | Liberty Global Share Option A (right to buy) | Disposition | 2016-06-15 | 10,501 | $0.00 | 10,501 | $10.15 |
| Liberty Global Class C | Liberty Global Share Option C (right to buy) | Disposition | 2016-06-15 | 20,908 | $0.00 | 20,908 | $9.84 |
| Liberty Global Class C | Liberty Global Share Option C (right to buy) | Disposition | 2016-06-15 | 10,454 | $0.00 | 10,454 | $10.07 |
| Lilac Class A | LiLAC Share Option A (right to buy) | Disposition | 2016-06-16 | 525 | $0.00 | 525 | $9.56 |
| Lilac Class C | LiLAC Share Option C (right to buy) | Disposition | 2016-06-16 | 522 | $0.00 | 522 | $9.99 |
| Lilac Class C | LiLAC Share Option C (right to buy) | Disposition | 2016-06-16 | 1,045 | $0.00 | 1,045 | $9.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-06-22 | No | 4 | M | Direct | |
| 0 | 2016-06-22 | No | 4 | M | Direct | |
| 0 | 2016-06-22 | No | 4 | M | Direct | |
| 0 | 2016-06-22 | No | 4 | M | Direct | |
| 0 | 2016-06-22 | No | 4 | M | Direct | |
| 0 | 2016-06-22 | No | 4 | M | Direct |
Footnotes
- The price reflects a weighted average of sales made at prices ranging from $35.321 to $35.361. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The price reflects a weighted average of sales made at prices ranging from $34.41 to $34.455. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The option is immediately exercisable.
Billionaire Hedge Funds
