Filing Details

Accession Number:
0001019687-16-006729
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-20 06:00:52
Reporting Period:
2016-06-16
Filing Date:
2016-06-20
Accepted Time:
2016-06-20 06:00:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1158114 Applied Optoelectronics Inc. AAOI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
936614 D Alan Moore C/o Applied Optoelectronics, Inc.
13139 Jess Pirtle Blvd.
Sugar Land TX 77478
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.001 Par Value Acquisiton 2016-06-16 105,000 $10.08 222,542 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The price shown in Column 4 is the weighted average purchase price of the shares of common stock of the Issuer, par value $0.001 per share, on the transaction date. The price range for the purchases is $9.80 to $10.16 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.