Filing Details

Accession Number:
0001628280-16-017155
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-16 20:37:11
Reporting Period:
2016-05-06
Filing Date:
2016-06-16
Accepted Time:
2016-06-16 20:37:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383871 Lifelock Inc. LOCK Services-Computer Processing & Data Preparation (7374) 562508977
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1558608 Todd Richard Davis 60 East Rio Salado Parkway, Suite 400
Tempe AZ 85281
Executive Vice Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-06-15 22,000 $14.75 829,723 No 4 S Indirect BY 2010 TODD DAVIS TRUST
Common Stock Disposition 2016-05-06 50,000 $0.00 779,723 No 4 G Indirect BY 2010 TODD DAVIS TRUST
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect BY 2010 TODD DAVIS TRUST
No 4 G Indirect BY 2010 TODD DAVIS TRUST
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 351,951 Direct
Footnotes
  1. The shares were sold pursuant to a 10b5-1 trading plan.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.39 to $15.00, inclusive. The reporting person undertakes to provide to LifeLock, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. This transaction involved a gift of securities by the reporting person to his daughter's irrevocable trust of which an independent third party is trustee. The reporting person's daughter shares the reporting person's household. The reporting person is not a trustee of his daughter's irrevocable trust and holds neither a pecuniary interest in nor investment control over the shares held by his daughter's irrevocable trust. The reporting person disclaims beneficial ownership of the shares held by his daughter's irrevocable trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of his daughter's irrevocable trust's shares for purposes of Section 16 or for any other purpose.