Filing Details

Accession Number:
0001624044-16-000008
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-16 09:03:55
Reporting Period:
2016-06-14
Filing Date:
2016-06-16
Accepted Time:
2016-06-16 09:03:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1610950 Inc Research Holdings Inc. INCR Services-Commercial Physical & Biological Research (8731) 273403111
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1624044 L Christopher Gaenzle C/O Inc Research Holdings, Inc.
3201 Beechleaf Court, Suite 600
Raleigh NC 27604
Cao, Gc & Sec No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-06-14 1,946 $16.06 18,287 No 4 M Direct
Class A Common Stock Disposition 2016-06-14 1,946 $40.11 16,341 No 4 S Direct
Class A Common Stock Acquisiton 2016-06-14 1,100 $10.57 17,441 No 4 M Direct
Class A Common Stock Disposition 2016-06-14 1,100 $40.05 16,341 No 4 S Direct
Class A Common Stock Acquisiton 2016-06-15 728 $10.57 17,069 No 4 M Direct
Class A Common Stock Disposition 2016-06-15 728 $40.22 16,341 No 4 S Direct
Class A Common Stock Acquisiton 2016-06-15 3,928 $16.06 20,269 No 4 M Direct
Class A Common Stock Disposition 2016-06-15 3,928 $40.16 16,341 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy Class A Common Stock) Disposition 2016-06-14 1,946 $0.00 1,946 $16.06
Class A Common Stock Stock Option (Right to Buy Class A Common Stock) Disposition 2016-06-14 1,100 $0.00 1,100 $10.57
Class A Common Stock Stock Option (Right to Buy Class A Common Stock) Disposition 2016-06-15 728 $0.00 728 $10.57
Class A Common Stock Stock Option (Right to Buy Class A Common Stock) Disposition 2016-06-15 3,928 $0.00 3,928 $16.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
57,225 2024-06-30 No 4 M Direct
17,833 2022-04-02 No 4 M Direct
17,105 2022-04-02 No 4 M Direct
53,297 2024-06-30 No 4 M Direct
Footnotes
  1. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 4, 2016.
  2. The price reported in column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.31, inclusive. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  3. The price reported in column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.29, inclusive. The reporting person will provide to INC Research Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  4. The price reported in column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $40.12 to $40.31, inclusive. The reporting person will provide to INC Research Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  5. The price reported in column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $40.00 to $40.38, inclusive. The reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
  6. One half of the shares subject to this option vest yearly in five equal installments beginning on June 30, 2015, subject to continued employment. The other half of the shares subject to this option vest yearly in five equal installments beginning on December 31, 2014, subject to continued employment.
  7. One half of the shares subject to this option vest yearly in five equal installments beginning on April 2, 2013, subject to continued employment. The other half of the shares subject to this option vest yearly in five equal installments beginning on December 31, 2013, subject to continued employment.