Filing Details

Accession Number:
0000884731-16-000075
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-14 18:13:08
Reporting Period:
2016-06-10
Filing Date:
2016-06-14
Accepted Time:
2016-06-14 18:13:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
884731 Ariad Pharmaceuticals Inc ARIA Biological Products, (No Disgnostic Substances) (2836) 223106987
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1447781 Massimo Radaelli C/O Ariad Pharmaceuticals, Inc.
26 Landsdowne Street
Cambridge MA 02139
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-06-10 22,588 $1.35 128,088 No 4 M Direct
Common Stock Disposition 2016-06-10 22,588 $8.30 105,500 No 4 S Direct
Common Stock Acquisiton 2016-06-13 27,319 $6.38 132,819 No 4 M Direct
Common Stock Acquisiton 2016-06-13 2,412 $1.35 135,231 No 4 M Direct
Common Stock Acquisiton 2016-06-13 25,000 $7.39 160,231 No 4 M Direct
Common Stock Acquisiton 2016-06-13 25,000 $6.45 185,231 No 4 M Direct
Common Stock Disposition 2016-06-13 79,731 $8.25 105,500 No 4 S Direct
Common Stock Acquisiton 2016-06-14 6,250 $4.91 111,750 No 4 M Direct
Common Stock Disposition 2016-06-14 6,250 $8.13 105,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2016-06-10 22,588 $1.35 22,588 $1.35
Common Stock Stock Option (Right to Buy) Disposition 2016-06-13 27,319 $6.38 27,319 $6.38
Common Stock Stock Option (Right to Buy) Disposition 2016-06-13 2,412 $1.35 2,412 $1.35
Common Stock Stock Option (Right to Buy) Disposition 2016-06-13 25,000 $7.39 25,000 $7.39
Common Stock Stock Option (Right to Buy) Disposition 2016-06-13 25,000 $6.45 25,000 $6.45
Common Stock Stock Option (Right to Buy) Disposition 2016-06-14 6,250 $4.91 6,250 $4.91
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,412 2009-10-10 2018-10-10 No 4 M Direct
0 2011-01-31 2021-01-31 No 4 M Direct
0 2009-10-10 2018-10-10 No 4 M Direct
0 2014-03-31 2024-01-31 No 4 M Direct
0 2015-03-31 2025-01-31 No 4 M Direct
18,750 2016-03-31 2026-02-01 No 4 M Direct
Footnotes
  1. The shares were acquired and sold upon exercise of stock options that would have expired on October 21, 2016 (three months following termination of service as a director), in which event the reporting person would have lost the right to acquire the shares underlying the options.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.25 to $8.2550, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.131 to $8.145, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the shares sold at each separate price within the range set forth in this footnote.
  4. The stock options were granted on 10/10/2008 and vested in three annual installments commencing on 10/10/2009.
  5. The stock options would have expired on October 21, 2016 (three months following termination of service as a director), in which event the reporting person would have lost the right to acquire the shares underlying the options.
  6. The stock options were granted on 01/31/2011 and vested as to one-fourth of the options in quarterly installments commencing on March 31, 2011.
  7. The stock options were granted on 01/31/2014 and vested as to one-fourth of the options in quarterly installments commencing on March 31, 2014.
  8. The stock options were granted on 01/31/2015 and vested as to one-fourth of the options in quarterly installments commencing on March 31, 2015.
  9. The stock options were granted on 02/01/2016 and vest as to one-fourth of the options in quarterly installments commencing on March 31, 2016.