Filing Details

Accession Number:
0000807249-16-000394
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-14 15:50:40
Reporting Period:
2016-06-13
Filing Date:
2016-06-14
Accepted Time:
2016-06-14 15:50:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1060349 Gamco Investors Inc. Et Al GBL Security Brokers, Dealers & Flotation Companies (6211) 134007862
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185533 J Mario Gabelli C/O Gamco Investors, Inc
One Corporate Center
Rye NY 10580
Chairman & Ceo Yes Yes Yes No
1238894 Ggcp, Inc. 140 Greenwich Avenue
Greenwich CT 06830
No No Yes No
1493460 Ggcp Holdings Llc 140 Greenwich Avenue
Greenwich CT 06830
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2016-06-13 2,000 $34.38 2,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class B Common Stock 453,295 Direct
Class A Common Stock 4,393,055 Indirect By: Gabelli Securities, Inc.
Class A Common Stock 30,000 Indirect By: GGCP, Inc.
Class B Common Stock 18,373,741 Indirect By: GGCP Holdings, LLC
Footnotes
  1. Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing, there are 672,618 shares of Class B Stock that can be converted into Class A Stock.
  2. These shares of the Issuer's Class B Stock are held by GGCP Holdings, LLC ("Holdings") via GGCP, Inc. ("GGCP"). The Reporting Person may be deemed to have beneficial ownership of the Class B Stock held by Holdings on the basis of (i) his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP, which is the manager and a majority member of Holdings, and (ii) certain profit interests in Holdings. The Reporting Person disclaims any beneficial ownership of Class B Stock held by Holdings except to the extent of his pecuniary interest therein.