Filing Details

Accession Number:
0000899243-16-022628
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-13 18:00:28
Reporting Period:
2016-06-09
Filing Date:
2016-06-13
Accepted Time:
2016-06-13 18:00:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1610532 Hortonworks Inc. HDP Services-Prepackaged Software (7372) 371634325
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1626708 Herbert Cunitz C/O Hortonworks, Inc.
5470 Great America Parkway
Santa Clara CA 95054
President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2016-06-09 4,500 $11.10 223,358 No 4 S Direct
Common Stock Disposition 2016-06-10 4,023 $10.64 219,335 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 230,900 Indirect See Footnote
Common Stock 230,900 Indirect See Footnote
Common Stock 858,593 Indirect See Footnote
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 14, 2015.
  2. Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $10.94 to $11.42 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
  3. Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $10.44 to $10.83 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person at each separate price within the range.
  4. Herbert D. Cunitz and Laura J. Cunitz, Trustees of the Cunitz 2014 Irrevocable Trust fbo Jaclyn L. Cunitz.
  5. Herbert D. Cunitz and Laura J. Cunitz, Trustees of the Cunitz 2014 Irrevocable Trust fbo Graham M. Cunitz.
  6. Herbert D. Cunitz and Laura J. Cunitz, Trustees of the Herbert D. Cunitz Trust dated March 17, 2000.