Filing Details

Accession Number:
0001140361-16-069591
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-13 17:04:20
Reporting Period:
2016-06-10
Filing Date:
2016-06-13
Accepted Time:
2016-06-13 17:04:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1172136 Us Geothermal Inc HTM Electric Services (4911) 841472231
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1427832 J Douglas Glaspey C/O Us Geothermal Inc.
390 E. Parkcenter Blvd., Suite 250
Boise ID 83706
President And Coo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2016-06-10 50,000 $0.31 729,687 No 4 M Direct
Common Shares Disposition 2016-06-10 30,000 $0.82 699,687 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2016-06-10 50,000 $0.00 50,000 $0.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
90,000 2017-08-24 No 4 M Direct
Footnotes
  1. The options vest as follows: 25% on 8/24/12; 25% on 2/24/13; 25% on 8/24/13; 25% on 2/24/14.