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Filing Details

Accession Number:: 0001144204-16-108029
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2016-06-13 16:10:00
Reporting Period:: 2016-06-09

Filing Date:: 2016-06-13
Accepted Time:: 2016-06-13 16:10:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1604416	Nexeo Solutions Inc.	NXEO	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1026610	Jr L Wilbur Ross	C/O Wl Ross &Amp; Co. Llc 1166 Avenue Of The Americas New York NY 10036		Yes	No	Yes	No
1604417	Wl Ross Sponsor Llc	1166 Avenue Of The Americas, 25Th Floor New York NY 10036		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2016-06-09	1,000,000	$10.00	13,506,250	No	4	P	Indirect	See footnote
Common Stock	Acquisiton	2016-06-09	2,240,000	$0.00	15,746,250	No	4	J	Indirect	See footnote
Common Stock	Disposition	2016-06-09	2,509,819	$0.00	13,236,431	No	4	J	Indirect	See footnote
Common Stock	Disposition	2016-06-09	79,976	$0.00	13,160,971	No	4	J	Indirect	See footnote
Common Stock	Disposition	2016-06-09	575,562	$0.00	12,613,394	No	4	J	Indirect	See footnote
Common Stock	Disposition	2016-06-09	457,724	$0.00	12,149,016	No	4	J	Indirect	See footnote
Common Stock	Disposition	2016-06-09	30,000	$0.00	12,093,169	No	4	J	Indirect	See footnote
Common Stock	Disposition	2016-06-09	3,554,240	$0.00	8,538,929	No	4	J	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote
No	4	J	Indirect	See footnote

Footnotes

Represents shares directly beneficially owned by WL Ross Sponsor LLC, a limited liability company indirectly controlled by Wilbur L. Ross, Jr. Mr. Ross has voting and dispositive control over such shares. Each of the Reporting Persons disclaims beneficial ownership of any securities except to the extent of his/its pecuniary interest therein.
Shares received in exchange for 22.4 million warrants surrendered to Nexeo Solutions, Inc. (formerly known as WL Ross Holding Corp.) pursuant to the Private Placement Warrant Exchange Letter Agreement, dated March 21, 2016, by and among WL Ross Sponsor LLC, Nexeo Holdco, LLC and WL Ross Holding Corp. WL Ross Sponsor LLC purchased the 22.4 million contingent warrants at a price of $0.50 per warrant (or $11.2 million in total) in a private placement that occurred simultaneously with the completion of the initial public offering of WL Ross Holding Corp. (the "private placement warrants"). Each private placement warrant entitled its holder to purchase one-half of one share of common stock at $5.75 per share subject to the satisfaction of certain conditions that remained outstanding at the time of the transaction.
Shares transferred to First Pacific Advisors, LLC pursuant to the Subscription Agreement, dated May 23, 2016, by and among the WL Ross Holding Corp., WL Ross Sponsor LLC and First Pacific Advisors, LLC.
Shares transferred to Park West Partners International, Limited pursuant to the Commitment Agreement, dated June 6, 2015, by and among WL Ross Sponsor LLC, Park West Partners International, Limited and WL Ross Holding Corp.
Shares transferred to Park West Investors Master Fund, Limited pursuant to the Commitment Agreement, dated June 6, 2016, by and among WL Ross Sponsor LLC, Park West Investors Master Fund, Limited and WL Ross Holding Corp.
Shares transferred to First Pacific Advisors, on behalf of one or more clients, pursuant to the Commitment Agreement, dated June 6,2016, by and among WL Ross Sponsor LLC, First Pacific Advisors, LLC, on behalf of one or more clients, and WL Ross Holding Corp.
In connection with consummation of the business combination of Nexeo Solutions Holdings, LLC pursuant to the Agreement and Plan of Merger, dated March 21, 2016, by and among the WL Ross Holding Corp., Neon Acquisition Company LLC, Neon Holding Company LLC, Nexeo Solutions Holdings, LLC, TPG Accolade Delaware, L.P. and Nexeo Holdco, LLC, WL Ross Sponsor LLC has transferred to each of Lord William Astor, Thomas Zacharias, and Robert Dinerstein, each a non-management director of Nexeo Solutions, Inc. prior to the business combination, 10,000 shares as payment of fees for his service on the board of directors.
Shares transferred to selling equityholders of Nexeo Solutions Holdings, LLC pursuant to the Merger Agreement and the Founder Share Transfer Letter Agreement dated March 21, 2016 entered into by WL Ross Sponsor LLC, Nexeo Holdco, LLC and WL Ross Holding Corp.