Filing Details

Accession Number:
0001193805-16-003453
Form Type:
4
Zero Holdings:
No
Publication Time:
2016-06-13 08:25:38
Reporting Period:
2016-06-10
Filing Date:
2016-06-13
Accepted Time:
2016-06-13 08:25:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1009891 Air Industries Group AIRI Aircraft Parts & Auxiliary Equipment, Nec (3728) 204458244
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1353439 Robert Taglich 700 New York Avenue, Suite B
Huntington NY 11743
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-06-10 2,500 $5.00 374,903 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (right to purchase) Acquisiton 2011-07-11 3,000 $0.00 3,000 $2.95
Common Stock Stock Options (right to purchase) Acquisiton 2012-09-10 3,000 $0.00 3,000 $6.00
Common Stock Stock Options (right to purchase) Acquisiton 2013-04-23 750 $0.00 750 $6.00
Common Stock Stock Options (right to purchase) Acquisiton 2013-09-30 750 $0.00 750 $7.86
Common Stock Stock Options (right to purchase) Acquisiton 2013-12-31 750 $0.00 750 $8.98
Common Stock Stock Options (right to purchase) Acquisiton 2014-03-31 750 $0.00 750 $9.38
Common Stock Warrants (1) (right to purchase) Acquisiton 2012-06-22 31,190 $0.00 31,190 $6.30
Common Stock Warrants (1) (right to purchase) Acquisiton 2014-01-01 10,000 $0.00 10,000 $8.72
Common Stock Stock Options (right to purchase) Acquisiton 2014-05-16 750 $0.00 750 $11.73
Common Stock Stock Options (right to purchase) Acquisiton 2014-08-21 750 $0.00 750 $9.24
Common Stock Stock Options (right to purchase) Acquisiton 2014-11-24 1,750 $0.00 1,750 $10.26
Common Stock Stock Options (right to purchase) Acquisiton 2015-04-06 750 $0.00 750 $10.05
Common Stock Stock Options (right to purchase) Acquisiton 2015-04-06 750 $0.00 750 $10.05
Common Stock Stock Options (right to purchase) Acquisiton 2015-04-06 750 $0.00 750 $10.05
Common Stock Stock Options (right to purchase) Acquisiton 2015-04-06 750 $0.00 750 $10.05
Common Stock Series A Convertible Preferred Stock Acquisiton 2016-05-26 65,000 $10.00 132,113 $4.92
Common Stock Warrants (5) (right to purchase) Acquisiton 2016-05-26 50,996 $0.00 50,996 $6.15
Common Stock Stock Options (right to purchase) Acquisiton 2016-06-02 750 $0.00 750 $4.64
Common Stock Stock Options (right to purchase) Acquisiton 2016-06-02 750 $0.00 750 $4.64
Common Stock Stock Options (right to purchase) Acquisiton 2016-06-02 750 $0.00 750 $4.64
Common Stock Stock Options (right to purchase) Acquisiton 2016-06-02 750 $0.00 750 $4.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,000 2011-07-11 2016-07-11 No 4 A Direct
6,000 2012-09-10 2017-09-10 No 4 A Direct
6,750 2013-04-23 2018-04-23 No 4 A Direct
7,500 2013-09-30 2018-09-30 No 4 A Direct
8,250 2013-12-31 2018-12-31 No 4 A Direct
9,000 2014-03-31 2019-03-31 No 4 A Direct
40,190 2012-06-22 2017-06-22 No 4 A Indirect
50,190 2014-04-01 2019-12-31 No 4 A Indirect
50,940 2014-05-16 2019-05-15 No 4 A Direct
51,690 2014-08-21 2019-08-22 No 4 A Direct
53,440 2014-11-24 2019-11-23 No 4 A Direct
54,190 2015-04-06 2020-04-05 No 4 A Direct
54,940 2015-07-01 2020-04-05 No 4 A Direct
55,690 2015-10-01 2020-04-05 No 4 A Direct
56,440 2016-01-01 2020-04-05 No 4 A Direct
188,553 2016-05-26 No 4 P Direct
239,549 2016-11-27 2021-05-26 No 4 P Indirect
240,299 2016-06-02 2021-06-01 No 4 A Direct
241,049 2016-08-01 2021-06-01 No 4 A Direct
241,799 2016-11-01 2021-06-01 No 4 A Direct
242,549 2017-02-01 2021-06-01 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 45,980 Indirect See Note
Common Stock 12,746 Indirect See Note
Footnotes
  1. Represents shares owned by Taglich Brothers, Inc., of which the Reporting Person is Managing Director.
  2. Owned by Tag/Kent Partners, of which Reporting Person is a General Partner.
  3. Reporting Person's portion of a total 118,585 Placement Agent Warrants received by Taglich Brothers, Inc., which acted as placement agent for the sale of Issuer's common stock in June and July of 2012.
  4. Represents warrants issued to Taglich Brothers, Inc., of which the Reporting Person is Managing Director, pursuant to Capital Markets Advisory Agreement.
  5. Placement Agent Warrants received by Taglich Brothers, Inc., of which the Reporting Person is Managing Director, which acted as placement agent for the sale of Issuer's Series A Convertible Preferred Stock in May 2016.
  6. No expiration date.